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Common Scams

Common Scams

  • Unsolicited Investment Phone C ...

    Sometimes a stockbroker – or even someone simply posing as a stockbroker – will cold call ...

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  • Don’t Become a Victim of a ...

    Don't become a victim of a "free lunch" investment seminar scam. It could end up costing ...

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  • Oil Investment Losses

    If you invested in oil and gas during the boom, but later lost money when prices fell, you ...

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  • Fraudulent and Inappropriate ...

    Many investors receive unsuitable investment recommendations from their brokers and ...

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  • Churning And Excessive Trading

    Churning is when a broker buys or sells stocks for the primary purpose of generating ...

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  • Pump and Dump Schemes

    It's important to protect yourself from certain types of scams, including pump and dump ...

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  • Broker Theft

    While most financial advisors are reliable and trustworthy people, some unscrupulous ...

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