How to File a Stockbroker Complaint

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Since 1999 our law firm has recovered more than $350,000,000 for victims of investment fraud and misconduct.
  • Jury Verdict Won Against Prudential Securities $262 Million
  • Recovered for 100-Year Old Widow $30 Million
  • Recovered in Retirement Losses $10 Million
  • Recovered for a Large Group of Individual Investors $6.5 Million
  • Recovered for Elderly Victim in Ponzi Scheme Case $3.8 Million
  • Recovered for Elderly Ponzi Scheme Victim $3.2 Million
  • Recovered for More Than 50 Families of Ponzi Scheme in California $3.2 Million
  • Recovered for 35 Families in Northeast Ohio $3.1 Million
  • Losses Recovered for 20 Retirees $3 Million
  • Recovered for Retired Physician Against Major Wall Street Firm Prior to Filing FINRA Arbitration $2.5 Million
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Where Do I File a Complaint Against a Stockbroker?

If you have a complaint against a stockbroker, you should first find out whether you actually have a claim before you file the complaint. Investment fraud or misconduct can be difficult to prove, and reporting potential misconduct or fraud too early could negatively impact your case.

An Attorney Can Help You File a Complaint Against Your Stockbroker

You can consult with one of our experienced stockbroker misconduct lawyers in a completely free consultation, and we would be happy to explain whether or not you have a claim and your rights, options, and next steps in the situation.

Can You File the Complaint Against Your Stockbroker on Your Own

If you decide to go ahead on your own, then it is possible to file a complaint through the FINRA Investor Complaint Center. Be aware, however, that it is highly likely that your broker will be represented by an experienced legal team during arbitration proceedings, and it is more complicated than you might have assumed. All investors should be represented by an experienced arbitration lawyer to level the playing field.

We Can Help With Stockbroker Misconduct Complaints

If you believe you have been the victim of investment fraud or stockbroker misconduct, contact one of our knowledgeable FINRA lawyers today at (888) 390-6491. We have helped investors all over the nation recover losses in FINRA arbitration against the entities that harmed them. If you'd like more information about the steps to take after investment fraud, take a look at our FREE book Five Signs of Investment Fraud ...And What to Do if it's Happened to You.

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  • More than $350,000,000 Recovered
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  • David Meyer is President of Public Investors Advocate Bar Association (PIABA)
  • Over a Thousand Investor Claim Cases Since 1999
  • Exclusive Focus on Investor Claims & Class/Mass Action Lawsuits
  • Deep Bench of Skilled Attorneys and Staff Members

TRUSTED BY OVER 1,000 INVESTORS

Meyer Wilson has represented over 1,000 individual investors in high-stakes claims across the country, and has recovered over $350 million on their behalves. See what former clients have to say about our team.

  • “I primarily worked with Courtney Werning throughout the process and she was informative and knowledgeable. I trusted and fully recommend Courtney and her team.”

    - S.R.
  • “The communication throughout the process was on par - and they took the time to indulge me with the various questions and opinions.”

    - R.G.
  • “What I truly appreciated was getting a great result for my Mom with limited involvement/stress on her.”

    - S.W.
  • “We went to arbitration with the other respondent and I got to see firsthand the level of professionalism and expertise the Meyer Wilson firm can deliver.”

    - D.V.
  • “Chad would take the time to call and talk with me. His explanations were always clear and concise. I also appreciate all the effort put into the details and statistics required to argue this case.”

    - P.N.
  • “Meyer Wilson was able to produce the results that we felt were obvious and warranted while several other firms and even state offices simply had trouble understanding let alone moving the case forward.”

    - B.K.
  • “My overall experience was positive and I would encourage anyone who even thinks they have been a victim of stockbroker misconduct to call David.”

    - S.T.
  • “Meyer Wilson represented me in a suit brought last year against my brokerage firm, securing a very fair and equitable settlement for me.”

    - R.G., M.D.
  • “Right from the start, you had the passion and desire to win this case for us. I have never worked with an attorney or firm as compassionate as yours. I would highly recommend your firm to anyone.”

    - G.A.
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