Uncategorized | June 12, 2019
Suffer losses working with James F. Anderson? The Ameritas Broker has been terminated by his brokerage firm & barred by FINRA amidst allegations of selling unapproved investments
Uncategorized | May 23, 2019
A newly proposed FINRA rule calls for added scrutiny of rogue brokers and brokerage firms, those with high numbers of misconduct disclosures on their records.
Uncategorized | October 11, 2018
The investment fraud lawyers at Meyer Wilson are looking into multiple allegations that Merrill Lynch Broker Charles Kenahan made unsuitable investment recommendations and excessive trades.
Uncategorized | October 3, 2018
Meyer Wilson founding attorney David Meyer will take part in a presentation discussing the Ponzi scheme run by William Apostelos as part of the 2018 Ohio Securities Conference on October 26 that will be held at the Westin Downtown Hotel in Columbus, OH.
Uncategorized | October 2, 2017
John Carolyn, a broker with UBS Financial Services Inc., has been accused by several clients of overconcentrating their investments in oil and gas securities. According to his FINRA report, John Carolyn (CRD# 4485799) has been the subject of five customer complaints since June 2016 alleging that Carolyn recommended and sold an overconcentration in energy and… read more
Uncategorized | August 30, 2017
Former Edward Jones financial advisor James Vincent Marino (CRD# 6192459) has been investigated by the Financial Industry Regulatory Authority (FINRA) for allegations that he accepted gifts from a client and used the client’s credit card for his own personal benefit. In a letter of Acceptance, Waiver, and Consent, FINRA stated that James Marino received the… read more
Uncategorized | November 3, 2016
The securities fraud attorneys at Meyer Wilson are currently investigating claims against former brokers Wendy B. Feldman (CRD# 1946800) and Peter J. Doyle (CRD# 2370593). According to the Financial Industry Regulatory Authority (FINRA), a FINRA arbitration panel recently issued an award against Morgan Stanley and its now-former brokers Wendy B. Feldman (CRD# 1946800) and Peter… read more
Uncategorized | June 1, 2016
With Hurricane Season coming up, concerns regarding natural disasters can weigh on anyone’s mind. There is something else you should worry about, though: scammers. During this time, some scammers may try to take advantage of this difficult situation. It is important to be aware of potential schemes that falsely promise investors large gains. After something… read more
Uncategorized | September 2, 2015
On August 13, the Citco Group, a Madoff feeder fund administrator, agreed to pay a $125 million settlement. The hedge fund administrator was accused of wrongfully leading investors to invest with Fairfield Greenwich Group. The group is believed to be one of the largest feeder funds for Bernie Madoff. Citco is comprised of independent company… read more
Uncategorized | August 11, 2015
The investment fraud attorneys at Meyer Wilson are currently investigating allegations that Thomas H. Caniford (CRD #1049021), formerly of LPL Financial, sold customers securities that were not offered, held, or sold through LPL Financial from 2008 to the beginning of this year. Mr. Caniford was terminated from LPL Financial on February 17, 2015. He was… read more