Category: Stockbroker Misconduct

James Flynn Customers Complain About Real Estate and Annuity Investments

Former broker James Flynn was recently barred by FINRA after failing to respond to the agency’s requests for information.

Did You Overpay for Mortgage Bonds?

The SEC has charged Merrill Lynch with misleading customers on mortgage bond prices and overcharging for trades to increase profits. For help with investment fraud, contact Meyer Wilson today for a free consultation with one of our investment fraud lawyers.

How to Recover Losses in FIP

Our investment fraud lawyers at Meyer Wilson have spent years fighting to recover investors’ stolen and lost finances, and through our efforts we have secured more than $350 million in verdicts and settlements.

Defrauding Investors by Inflating Fund Performance

Dishonest brokers often defraud investors by inflating hedge fund performance to show profits that do not exist. If you have been a victim of securities fraud and need legal assistance with loss recovery, contact the attorneys at Meyer Wilson for a free consultation today.

SEC’s Best Interest Standard Causing Confusion Over Undefined Rules, Vague Language

SEC’s Best Interest Standard Causing Confusion Over Undefined Rules, Vague Language

Did Your Broker Engage in Unsuitable Options Trading on Your Behalf?

If your broker bought unsuitable put or call options on your behalf and you lost money, contact a securities litigation attorney with Meyer Wilson.

FINRA Proposing a Wider Net to Capture Churning Brokers

If you have been a victim of broker misconduct, contact the investment fraud attorneys at Meyer Wilson for a free consultation today.

Merrill Lynch, Pierce, Fenner & Smith Inc. Fined $42 Million for Misleading Customers

If you lost money because of your financial adviser’s actions, you may be able to file a lawsuit to secure the compensation you deserve. At Meyer Wilson, our investment fraud lawyers have nearly two decades of experienced handling these types of cases, and will put that knowledge to use fighting for your rights in court or at the negotiation table.

Merrill Lynch, Pierce, Fenner & Smith Inc. to Pay $15.7 Million in Penalties and to Clients

If you were the victim of stockbroker misconduct, you may be able to take your case to court to secure the compensation you deserve.

Wall Street May Be Chaotic, but That Doesn’t Mean Your Investments Should Be Too

If you lost money because you were pressured to invest in a risky option, you may be able to pursue a claim to recover losses. At Meyer Wilson, our investment fraud attorneys have spent their careers working with victims of fraud across the United States, and through our efforts have secured more than $350 million for our clients.