Category: Stockbroker Misconduct

Markets Suffer Historic Losses as Oil Prices Dive Into Negative Territory

By Chad M. Kohler, Esq. Too much oil has been pumped, not enough people are buying it, and we’re running out of places to put it. These facts have combined in recent days to obliterate crude oil values. On Monday, prices for West Texas Intermediate crude contracts for May delivery dropped a stunning 306% and… read more

Investment Fraud Claims Filed Against Shimson Plotkin

Have you or someone you know lost money investing with Shimson Plotkin (CRD# 2431863)? Plotkin is currently a registered broker and investment advisor employed with Independent Financial Group, LLC (CRD#: 7717). Shimson Plotkin has been involved in various disputes with customers throughout his career, which began in the financial industry in 1994. The most recent… read more

Financial Advisor David Miller Has Multiple Investment Fraud Claims Filed Against Him

Have you or someone you love lost money investing with financial advisor David Miller (CRD# 4648882)? Miller is currently a registered broker and investment advisor employed with Peachcap Securities, Inc. out of Atlanta, GA. David Miller has had a lengthy career in the investment industry, dating back to 2003. However, he is also the subject… read more

James Flynn Customers Complain About Real Estate and Annuity Investments

Former broker James Flynn was recently barred by FINRA after failing to respond to the agency’s requests for information.

Did You Overpay for Mortgage Bonds?

The SEC has charged Merrill Lynch with misleading customers on mortgage bond prices and overcharging for trades to increase profits. For help with investment fraud, contact Meyer Wilson today for a free consultation with one of our investment fraud lawyers.

How to Recover Losses in FIP

Our investment fraud lawyers at Meyer Wilson have spent years fighting to recover investors’ stolen and lost finances, and through our efforts we have secured more than $350 million in verdicts and settlements.

Defrauding Investors by Inflating Fund Performance

Dishonest brokers often defraud investors by inflating hedge fund performance to show profits that do not exist. If you have been a victim of securities fraud and need legal assistance with loss recovery, contact the attorneys at Meyer Wilson for a free consultation today.

SEC’s Best Interest Standard Causing Confusion Over Undefined Rules, Vague Language

SEC’s Best Interest Standard Causing Confusion Over Undefined Rules, Vague Language

Did Your Broker Engage in Unsuitable Options Trading on Your Behalf?

If your broker bought unsuitable put or call options on your behalf and you lost money, contact a securities litigation attorney with Meyer Wilson.

FINRA Proposing a Wider Net to Capture Churning Brokers

If you have been a victim of broker misconduct, contact the investment fraud attorneys at Meyer Wilson for a free consultation today.