Category: Securities Fraud

Massachusetts Charges GPB Capital Holdings with Securities Fraud

William Galvin, the top securities regulator in Massachusetts, filed a Complaint against GPB Capital this week that alleges GPB Capital issued illegal marketing materials filled with misstatements and omissions of material fact in the course of selling its investments to clients. Meyer Wilson has been on top of the GPB Capital debacle since it started… read more

NY Broker Michael Fasciglione Faces FINRA Customer Complaints Over Investor Losses

Did you lose money investing with New York-based Broker Michael Fasciglione? Call the investment fraud and misconduct attorneys at Meyer Wilson to discuss your potential claim.

Did You Lose Money on Short Sales with Cantor Fitzgerald?

The company was just fined $2M by FINRA for regulatory violations.

Chicago Broker Bhenoy Dembla Barred by FINRA Over Falsifying Mutual Fund Sales Orders

Chicago Stockbroker Bhenoy Dembla has been barred from the securities industry over claims that he falsified mutual fund sales orders while employed by Merrill Lynch. Call to speak with an investment loss attorney from Meyer Wilson.

Former Southern California Broker William M. Heiden Faces Claims Over Unauthorized Trades for Elderly Clients

Suffered losses while working with former Newport Beach Broker-Advisor William Heiden? Call a national investment loss attorney at Meyer Wilson to discuss your rights and options.

FINRA Bars Louisiana Advisor Kristian Gaudet Over Alleged Misuse of Client Funds, Failure to Testify

Cut Off, Louisiana Advisor Kristian Gaudet has been barred by FINRA following allegations that he misused client funds and failed to testify while registered with Ameritas. Learn more about investment fraud or call Meyer Wilson to discuss a case of your own.

New York Laidlaw & Company Advisor Kevin R. Wilson Facing Investor Complaints Over Substantial Alleged Losses

Investment fraud and misconduct lawyers from Meyer Wilson discuss pending customer complaints against New York Broker-Advisor Kevin R. Wilson during his tenure at Laidlaw & Company. Call to speak with an attorney.

South Florida Broker-Advisor Christopher Hellman Barred by FINRA Over Alleged “Selling Away”

Investment and securities fraud attorneys discuss FINRA’s permanent bar of former South Florida broker-advisor Christopher C. Hellman, “selling away,” and the rights of investors who suffer losses as a result of fraud and misconduct. Call to discuss your case.

Investors at Risk: Government Shutdown, SEC Closure Opens Door to Fraud

Meyer Wilson discusses how the federal government shutdown and near-complete closure of the SEC puts investors at risk of being harmed by fraud. If you have a potential case, call to speak with an investment fraud attorney.

Illinois Investment Adviser Stephen C. Carver Faces Customer and Regulatory Complaints

Securities and investment fraud attorneys at Meyer Wilson investigate pending complaints against Illinois broker Stephen C. Carver. To speak with an attorney about a potential investment loss case, call the firm today.