Category: Current Investigations
FINRA barred Michael Carter for refusing to cooperate with regulatory investigation over misconduct allegations. Call Meyer Wilson if you have suffered losses.
Lose money investing with Fort Meyers Advisor David A. Rockwell? Rockwell is accused of fraud and misappropriation by clients seeking $1.2M in damages. Call Meyer Wilson to discuss options.
Lose money investing at the recommendation of Jose Cornide? The Florida UBS Broker is facing complaints of unsuitability and misrepresentation resulting in substantial losses. Call Meyer Wilson.
Former UBS Financial Services Broker Nicolas J. Barrios was barred by FINRA. Call Meyer Wilson to speak with an investment loss attorney about your options.
Lose money investing with former Wells Fargo Advisor Robert F. Montes? Montes has been barred by FINRA for not cooperating with an investigation into potential misuse of elderly customer funds.
Former LPL Financial Broker/Adviser Kerry L. Hoffman has been sued by the SEC in a $3.3M investor fraud case involving unregistered GT Media securities. Meyer Wilson is reviewing claims nationwide.
Did you lose money investing with Transamerica broker Michael R. Mackay? The former Cincinnati broker has been barred by FINRA over failures to comply with an investigation into alleged outside business activity.
Did you lose money investing with Jason Reed Nelson? The Tremonton, UT LPL Financial Broker has been barred by FINRA.
Commonwealth Financial Broker Benjamin Bourgeois Jr. has been barred by FINRA for failing to comply with an investment fraud investigation. Suffer losses? Call Meyer Wilson to discuss your options.
Did you lose money investing with former Atlanta UBS Advisor William Hobby? Call Meyer Wilson to speak with a nationwide investment loss attorney about your options.