Category: Brokerage Firms

Malachite Capital LP Being Investigated for Investment Losses

Malachite Capital Partners LP is currently being investigated for possible fraud or breach of fiduciary duty to investors. At Meyer Wilson, we have extensive experience handling these cases and are ready to help investors who have suffered losses after investing in Malachite Capital Partners LP. What is Happening With Malachite LP & Investment Loss Claims?… read more

Massachusetts Charges GPB Capital Holdings with Securities Fraud

William Galvin, the top securities regulator in Massachusetts, filed a Complaint against GPB Capital this week that alleges GPB Capital issued illegal marketing materials filled with misstatements and omissions of material fact in the course of selling its investments to clients. Meyer Wilson has been on top of the GPB Capital debacle since it started… read more

Coronavirus Causes Continued Losses for UBS YES Investors: How to Recover Losses

The coronavirus pandemic has led to an unprecedented situation in this country. We have dealt with, and are still going through, an unimaginable health crisis. The country’s economy has also taken a sharp hit as millions of Americans have filed for unemployment, and businesses in every state continue to suffer. Unfortunately, many investors have also… read more

Tampa Investment Firm EquiAlt Accused of Running 170M Ponzi Scheme

The US Securities and Exchange Commission (SEC) recently accused a Tampa real estate investment firm and its founder of operating a Ponzi scheme. Federal regulators have sued EquiAlt and its owner and chief executive officer, Brian Davison, alleging that they raised $170 million from approximately 1,140 investors and then misappropriated millions of those dollars to… read more

Did Your Broker Recommend NGL Energy Partners?

Meyer Wilson Investigates Claims Against Brokerage Firms Who Sold Customers NGL Energy Partners. NGL Energy Partners (NYSE: NGL) is a Master Limited Partnership (MLP) that purports to provide services to oil producers such as the transportation, storage, and blending of refined and crude oil.  NGL has recently made news for suffering immense losses over the… read more

Emergency Freeze Against Today’s Growth Consultants For Running $75M Ponzi Like Scheme

The US Securities and Exchange Commission (SEC) recently announced that they have obtained a restraining order and filed an emergency enforcement action against Today’s Growth Consultant Inc. as well as company owner, Kenneth D. Courtright III. Courtright was arrested on criminal fraud charges in addition to the securities fraud charges brought by the SEC. It… read more

Investment Fraud Claims Filed Against Shimson Plotkin

Have you or someone you know lost money investing with Shimson Plotkin (CRD# 2431863)? Plotkin is currently a registered broker and investment advisor employed with Independent Financial Group, LLC (CRD#: 7717). Shimson Plotkin has been involved in various disputes with customers throughout his career, which began in the financial industry in 1994. The most recent… read more

Financial Advisor David Miller Has Multiple Investment Fraud Claims Filed Against Him

Have you or someone you love lost money investing with financial advisor David Miller (CRD# 4648882)? Miller is currently a registered broker and investment advisor employed with Peachcap Securities, Inc. out of Atlanta, GA. David Miller has had a lengthy career in the investment industry, dating back to 2003. However, he is also the subject… read more

Former UBS Advisor Ricardo Turlan Terminated Over Allegations of Unauthorized Trading, Unsuitability

Lose money investing with former UBS Financial Services Broker Ricardo Turlan? Turlan was terminated by UBS over alleged unauthorized trading and unsuitability. Call Meyer Wilson to discuss a case.

Merrill Lynch, Pierce, Fenner & Smith Inc. Fined $42 Million for Misleading Customers

If you lost money because of your financial adviser’s actions, you may be able to file a lawsuit to secure the compensation you deserve. At Meyer Wilson, our investment fraud lawyers have nearly two decades of experienced handling these types of cases, and will put that knowledge to use fighting for your rights in court or at the negotiation table.