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  • Attorneys David Meyer and Matthew Wilson have been selected to the list of Super Lawyers since 2011 and 2015 respectively.

  • Attorney David Meyer is a member of the Million Dollar Advocates Forum, an organization recognizing attorneys who have secured million dollar cases.

  • Martindale-Hubbell® Peer Review Ratings™ has recognized attorney David Meyer as an AV Preeminent® attorney in High Ethical Standing.

  • Attorneys David Meyer and Matthew Wilson have received a 10 out of 10 “Superb” rating on Avvo, calculated based on stringent and exhaustive criteria.

  • Attorney David Meyer was selected as the 2015 Lawyer of the Year for Professional Malpractice Law – Plaintiffs for Columbus, OH by Best Lawyers®.

  • Meyer Wilson was ranked as a Tier 1 Best Law Firm for both Mass Tort Litigation / Class Actions – Plaintiffs and Professional Malpractice Law – Plaintiffs by U.S. News.

  • Attorney David Meyerhas been selected to the list of the Best Lawyers in America® for Mass Tort Litigation / Class Actions – Plaintiffs and Professional Malpractice Law – Plaintiffs every year since 2011.

Losses Caused by SagePoint Financial, Inc. Misconduct

Did you invest with SagePoint or its registered brokers?

SagePoint Financial, Inc. is one of the largest networks of independent broker dealers in the nation. It has been in operation for more than 40 years. SagePoint has about 1,720 advisors throughout the United States, 600 of them of which are stationed at SagePoint's home office in Phoenix, Arizona.

The company offers a wide range of investments in the following categories:

  • Mutual Funds
  • Variable Annuities
  • Insurance
  • Alternative Investments

Because of the open structure at SagePoint, advisors have the freedom to work from home. SagePoint clears through firms such as Pershing, LLC and National Financial Services. Although SagePoint advisors are more independently structured than other stockbrokers and investment advisors, they are still held to the same standards.

If you entrusted your money to a SagePoint broker/advisor and you lost a substantial amount of money, you may have a claim. Call Meyer Wilson today.

SagePoint Advisor Misconduct

SagePoint has a checkered history – 20 disciplinary actions are listed on FINRA's website from the years 2010-2014. The most recent disciplinary action was filed on August 26, 2014. Craig Shiver Smith was associated with SagePoint financial from 11/2009 until 8/2013 when he was fired. FINRA filed actions against Smith stating that he engaged in unauthorized trading in violation of FINRA Rule 2010.

Another recent example is from June 9, 2014 when FINRA's enforcement department filed a notice to Steven Allan Snapp. Snapp had been a registered broker since 1983 and was registered with SagePoint as well as two other firms. FINRA accused Snapp of borrowing from a customer, misrepresentation, and failure to report, all violations of securities regulations.

Recover Your Losses With a Securities Litigation Attorney

Did you invest your money with SagePoint Financial Inc. or one of its registered advisors? If you did and you lost a substantial amount of money, contact an investment loss lawyer at Meyer Wilson. We handle cases throughout the nation for investors who have lost money through stockbroker fraud and misconduct. We can handle litigated cases as well as arbitrated cases. Contact us today to discuss your case.

Need More Information?

Investment misconduct can be complex and confusing. That’s why we’re here to help you. Visit our Common Questions page to find in depth answers directly from our attorneys. Get More Answers
Have You Been a Victim of Investment Fraud?

You trusted your financial advisor with your money, but now you're left wondering what went wrong. If you or a loved one suffered losses because of investment misconduct, Meyer Wilson can step in and fight to recover your losses. The team of investment fraud lawyers at the firm has been helping people like you since 1999 by winning judgments, settlements and verdicts worth hundreds of millions of dollars against brokerage firms, financial advisors and banks.

Get Help With Your Case Now

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