Did You Invest With Sagepoint or Its Registered Brokers?

SagePoint Financial, Inc. is one of the largest networks of independent broker dealers in the nation. It has been in operation for more than 40 years. SagePoint has about 1,720 advisors throughout the United States, 600 of them of which are stationed at SagePoint's home office in Phoenix, Arizona.

The company offers a wide range of investments in the following categories:

  • Mutual Funds
  • Variable Annuities
  • Insurance
  • Alternative Investments

Because of the open structure at SagePoint, advisors have the freedom to work from home. SagePoint clears through firms such as Pershing, LLC and National Financial Services. Although SagePoint advisors are more independently structured than other stockbrokers and investment advisors, they are still held to the same standards.

If you entrusted your money to a SagePoint broker/advisor and you lost a substantial amount of money, you may have a claim. Call Meyer Wilson today.

SagePoint Advisor Misconduct

SagePoint has a checkered history – 20 disciplinary actions are listed on FINRA's website from the years 2010-2014. The most recent disciplinary action was filed on August 26, 2014. Craig Shiver Smith was associated with SagePoint financial from 11/2009 until 8/2013 when he was fired. FINRA filed actions against Smith stating that he engaged in unauthorized trading in violation of FINRA Rule 2010.

Another recent example is from June 9, 2014 when FINRA's enforcement department filed a notice to Steven Allan Snapp. Snapp had been a registered broker since 1983 and was registered with SagePoint as well as two other firms. FINRA accused Snapp of borrowing from a customer, misrepresentation, and failure to report, all violations of securities regulations.

Recover Your Losses With a Securities Litigation Attorney

Did you invest your money with SagePoint Financial Inc. or one of its registered advisors? If you did and you lost a substantial amount of money, contact an investment loss lawyer at Meyer Wilson. We handle cases throughout the nation for investors who have lost money through stockbroker fraud and misconduct. We can handle litigated cases as well as arbitrated cases. Contact us today to discuss your case.

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  • More than $350,000,000 Recovered
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  • David Meyer is the Immediate Past-President of Public Investors Advocate Bar Association (PIABA)
  • Over a Thousand Investor Claim Cases Since 1999
  • Exclusive Focus on Investor Claims & Class/Mass Action Lawsuits
  • Deep Bench of Skilled Attorneys and Staff Members

We Recover Investment Losses

Helping You Take Back What Is Yours
  • Jury Verdict Won Against Prudential Securities $262 Million
  • Recovered for 100-Year Old Widow $30 Million
  • Recovered in Retirement Losses $10 Million
  • Recovered for a Large Group of Individual Investors $6.5 Million
  • Recovered for Elderly Victim in Ponzi Scheme Case $3.8 Million
  • Recovered for Elderly Ponzi Scheme Victim $3.2 Million
  • Recovered for More Than 50 Families of Ponzi Scheme in California $3.2 Million
  • Recovered for 35 Families in Northeast Ohio $3.1 Million
  • Losses Recovered for 20 Retirees $3 Million
  • Recovered for Retired Physician Against Major Wall Street Firm Prior to Filing FINRA Arbitration $2.5 Million

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