New England Securities, Inc. Investor Claims Is What We Do - All Day, Every Day

Investment Loss Claims Against New England Securities, Inc.

Securities Fraud Lawyers Help Recover Your Losses

New England Securities is a FINRA and SIPC member as well as an SEC-registered investment firm. New England Securities is a subsidiary of MetLife, one of the nation's largest and most reputable financial companies, that offers mutual funds, 529 college savings plans, brokerage accounts, alternative investments, qualified retirement plan solutions and advisory accounts.

This brokerage firm operates in all 50 states as well as Washington D.C. and Puerto Rico. If you invested your hard-earned money with New England Securities and you lost more than $75,000 in investments, you may have a misconduct claim against your broker so that you can recover your losses. If this is the case, an investment fraud attorney at Meyer Wilson may be able to help you.

New England Securities Fraud & Broker Misconduct

New England Securities, like many other investment firms, have been the subject of securities industry disciplinary action for various types of misconduct. For example, in 2004, NASD fined New England Securities along with 28 other investment firms for failing to report on time. In this particular instance, late reporting was present in 57 percent of all cases with a total of 180 late disclosures.

The investment firm was fined $200,000. Timely reporting isn't just good form, it's essential. Failing to report on time is a violation of securities industry regulations. When reporting is delayed, investors miss out on pertinent information they must know before investing, such as customer complaints, regulatory actions and criminal actions.

In 2006, MetLife and some of its affiliates, including New England Securities, were fined a total of $5 million for providing incorrect and misleading information. This conduct was in direct violation of NASD regulations. These failures were allowed to continue for over one year.

There were two instances where New England Securities was fined in 2009, once in March and another in November. In March of 2009, New England Securities and 24 other broker firms were fined $2.1 million for failures in their review process for mutual funds as well as other securities industry violations. In November, the firm was fined over one million dollars due to email supervisory failures.

Retain a Securities Arbitration Attorney from Meyer Wilson

Did you invest your money with New England Securities? If you did, and you lost a substantial amount of money because of fraud or related misconduct, please do not hesitate to contact our firm. At Meyer Wilson, our lawyers are equipped to handle these types of cases in federal and state courts, and in arbitration through The Financial Industry Regulatory Authority (FINRA), the American Arbitration Association (AAA) and private arbitration. For a free and confidential consultation with an attorney, call our firm today!

The Meyer Wilson Way

Results-Focused Representation
  • More than $350,000,000 Recovered
  • Voted Best Lawyers in America┬« for over Ten Years Running
  • David Meyer is President of Public Investors Advocate Bar Association (PIABA)
  • Over a Thousand Investor Claim Cases Since 1999
  • Exclusive Focus on Investor Claims & Class/Mass Action Lawsuits
  • Deep Bench of Skilled Attorneys and Staff Members

We Recover Investment Losses

Helping You Take Back What Is Yours
  • Jury Verdict Won Against Prudential Securities $262 Million
  • Recovered for 100-Year Old Widow $30 Million
  • Recovered in Retirement Losses $10 Million
  • Recovered for a Large Group of Individual Investors $6.5 Million
  • Recovered for Elderly Victim in Ponzi Scheme Case $3.8 Million
  • Recovered for Elderly Ponzi Scheme Victim $3.2 Million
  • Recovered for More Than 50 Families of Ponzi Scheme in California $3.2 Million
  • Recovered for 35 Families in Northeast Ohio $3.1 Million
  • Losses Recovered for 20 Retirees $3 Million
  • Recovered for Retired Physician Against Major Wall Street Firm Prior to Filing FINRA Arbitration $2.5 Million

Talk to Our Team

Get Started with a Free Evaluation
  • Please enter your first name.
  • Please enter your last name.
  • Please enter your phone number.
    This isn't a valid phone number.
  • Please enter your email address.
    This isn't a valid email address.
  • Please make a selection.
  • Please enter a message.