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  • Attorneys David Meyer and Matthew Wilson have been selected to the list of Super Lawyers since 2011 and 2015 respectively.

  • Attorney David Meyer is a member of the Million Dollar Advocates Forum, an organization recognizing attorneys who have secured million dollar cases.

  • Martindale-Hubbell® Peer Review Ratings™ has recognized attorney David Meyer as an AV Preeminent® attorney in High Ethical Standing.

  • Attorneys David Meyer and Matthew Wilson have received a 10 out of 10 “Superb” rating on Avvo, calculated based on stringent and exhaustive criteria.

  • Attorney David Meyer was selected as the 2015 Lawyer of the Year for Professional Malpractice Law – Plaintiffs for Columbus, OH by Best Lawyers®.

  • Meyer Wilson was ranked as a Tier 1 Best Law Firm for both Mass Tort Litigation / Class Actions – Plaintiffs and Professional Malpractice Law – Plaintiffs by U.S. News.

  • Attorney David Meyerhas been selected to the list of the Best Lawyers in America® for Mass Tort Litigation / Class Actions – Plaintiffs and Professional Malpractice Law – Plaintiffs every year since 2011.

Ladenburg Thalmann & Co. Loss Claims

Contact a Stock Fraud Attorney at Meyer Wilson

Ladenburg Thalmann & Co. is a registered brokerage firm based out of New York City. It is registered with the Securities and Exchange Commission (SEC), six self-regulatory organizations, and 53 U.S. states and territories. Since 1971, Ladenburg Thalmann has aimed to "achieve outstanding results for [their] clients." Some of the services they provide include wealth management, initial public offerings, alternative investments, securities brokerage/management, and more.

According to FINRA's BrokerCheck® report of Ladenberg Thalmann, the firm has 35 regulatory events and 14 arbitration events in its disclosure events history. Any time a client or a regulating body suspects a rule violation or some type of misconduct, they can take action.

If you invested with Ladenburg Thalmann or one of its registered brokers and lost a substantial amount of money, we invite you to contact Meyer Wilson today.

Examples of Past Regulatory & Arbitration Events

In October 2011, a relatively minor allegation was brought against Ladenburg Thalmann, accusing the brokerage firm of violating FINRA Rule 2010 – failure to execute orders fully and promptly. Without admitting or denying the allegation, Ladenburg paid a $5,000 fine. In a separate regulatory event in April 2009, allegations of multiple failures accused Ladenburg of failing to enforce procedures to ensure compliance with NASD rules, among other things. Ladenburg Thalmann paid a $200,000 fine.

In September 2002, an investor accused Ladenburg Thalmann of breaching fiduciary duty, churning, unsuitability, and failure to supervise. In October 2003, at arbitration, the party that brought these allegations was awarded more than $1.1 million.

Did you invest with Ladenburg Thalmann and lose money?

Losing money on your investments alone is not enough to indicate fraud or misconduct. However, if you lost a substantial amount of money, $75,000 or more, and you have been noticing certain red flags, we encourage you to contact our firm for further investigation. The investor loss attorneys at Meyer Wilson are here to help investors recover losses caused by fraud and misconduct. To learn more about how we may be able to help you, contact us today at (888) 390-6491.

Need More Information?

Investment misconduct can be complex and confusing. That’s why we’re here to help you. Visit our Common Questions page to find in depth answers directly from our attorneys. Get More Answers
Have You Been a Victim of Investment Fraud?

You trusted your financial advisor with your money, but now you're left wondering what went wrong. If you or a loved one suffered losses because of investment misconduct, Meyer Wilson can step in and fight to recover your losses. The team of investment fraud lawyers at the firm has been helping people like you since 1999 by winning judgments, settlements and verdicts worth hundreds of millions of dollars against brokerage firms, financial advisors and banks.

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