INVEST Financial Corporation

INVEST Financial Corporation is a full-service broker-dealer located in Tampa, Florida and licensed with state insurance agencies in all 50 states. Founded in 1982, INVEST was the first brokerage firm to sell securities in bank lobbies. As of 2008, the firm had over 1,200 advisors. INVEST Financial Corporation's sole purpose is to supervise and support its registered representatives who offer advisory services and investment and insurance products.

A securities brokerage firm licensed by FINRA, INVEST Financial Corporation has a legal duty to supervise its brokers and its brokers' recommendations to clients to ensure compliance with and prevent violations of the rules of the security industry. When an individual broker is negligent or acts in an unlawful manner against the interests of the client and that client suffers damages as a result of such wrongdoing, the firm may be held liable for the investor's losses.

Claims and Complaints Against INVEST Financial Corporations

Since its founding in 1982, INVEST Financial has been involved in 20 arbitrations with FINRA and the National Association of Securities Dealers. The most significant of these cases resulted in a fine of $1.5 million levied in 2005 for giving preferential treatment to a small number of sponsors in return for “fees” that amounted to $12.5 million in total.

The 20 cases brought against INVEST Financial in its history includes complaints such as:

  • Non-compliance with recordkeeping requirements
  • Misrepresentation of facts to investors
  • Falsely stating that they were acting as an agent when they were acting as a principal
  • Providing improper investment advice

Do You Have a Claim Against INVEST Financial?

If you have a claim against INVEST Financial Corporation, Meyer Wilson has the expertise and resources to represent you and protect your rights as an investor. We have helped clients recover losses in state and federal courts, and we provide representation nationwide by arbitration through the Financial Industry Regulatory Authority (FINRA) and the American Arbitration Association (AAA), as well as private arbitration. We also represent international clients with claims against brokerage firms in the U.S. through FINRA.

To determine whether you have a case against INVEST Financial Corporation for your losses, call us or submit our online contact form to request a free case evaluation.

The Meyer Wilson Way

Results-Focused Representation
  • More than $350,000,000 Recovered
  • Voted Best Lawyers in America┬« for over Ten Years Running
  • David Meyer is the Immediate Past-President of Public Investors Advocate Bar Association (PIABA)
  • Over a Thousand Investor Claim Cases Since 1999
  • Exclusive Focus on Investor Claims & Class/Mass Action Lawsuits
  • Deep Bench of Skilled Attorneys and Staff Members

We Recover Investment Losses

Helping You Take Back What Is Yours
  • Jury Verdict Won Against Prudential Securities $262 Million
  • Recovered for 100-Year Old Widow $30 Million
  • Recovered in Retirement Losses $10 Million
  • Recovered for a Large Group of Individual Investors $6.5 Million
  • Recovered for Elderly Victim in Ponzi Scheme Case $3.8 Million
  • Recovered for Elderly Ponzi Scheme Victim $3.2 Million
  • Recovered for More Than 50 Families of Ponzi Scheme in California $3.2 Million
  • Recovered for 35 Families in Northeast Ohio $3.1 Million
  • Losses Recovered for 20 Retirees $3 Million
  • Recovered for Retired Physician Against Major Wall Street Firm Prior to Filing FINRA Arbitration $2.5 Million

Talk to Our Team

Get Started with a Free Evaluation
  • Please enter your first name.
  • Please enter your last name.
  • Please enter your phone number.
    This isn't a valid phone number.
  • Please enter your email address.
    This isn't a valid email address.
  • Please make a selection.
  • Please enter a message.