Meyer Wilson Blog
Former Wells Fargo Rep Robert Montes Barred by FINRA After Investigation Into The Possible Misuse of Elderly Client Assets
Lose money investing with former Wells Fargo Advisor Robert F. Montes? Montes has been barred by FINRA for not cooperating with an investigation into potential misuse of elderly customer funds.
SEC Indicts Former LPL Broker Kerry L. Hoffman on $3.3M Investor Fraud
Former LPL Financial Broker/Adviser Kerry L. Hoffman has been sued by the SEC in a $3.3M investor fraud case involving unregistered GT Media securities. Meyer Wilson is reviewing claims nationwide.
Ohio Broker Michael Mackay Barred Over FINRA Investigation into Outside Business Activity
Did you lose money investing with Transamerica broker Michael R. Mackay? The former Cincinnati broker has been barred by FINRA over failures to comply with an investigation into alleged outside business activity.
Utah LPL Rep Jason Nelson Barred by FINRA
Did you lose money investing with Jason Reed Nelson? The Tremonton, UT LPL Financial Broker has been barred by FINRA.
Ameritas Broker James Anderson Permanently Barred From Securities Industry
Uncategorized | June 12, 2019
Suffer losses working with James F. Anderson? The Ameritas Broker has been terminated by his brokerage firm & barred by FINRA amidst allegations of selling unapproved investments
Louisiana Broker Benjamin Bourgeois Jr. Barred by FINRA in Investment Fraud Investigation
Commonwealth Financial Broker Benjamin Bourgeois Jr. has been barred by FINRA for failing to comply with an investment fraud investigation. Suffer losses? Call Meyer Wilson to discuss your options.
Former Advisor William Hobby Implicated in 20+ Customer Disputes
Did you lose money investing with former Atlanta UBS Advisor William Hobby? Call Meyer Wilson to speak with a nationwide investment loss attorney about your options.
Proposed FINRA Rule Would Address Supervision of Brokers who Pose the Highest Risk to Investors
Uncategorized | May 23, 2019
A newly proposed FINRA rule calls for added scrutiny of rogue brokers and brokerage firms, those with high numbers of misconduct disclosures on their records.
Broker Matthew Buchsbaum Faces Investor Complaints
Did you lose money investing with Connecticut UBS broker Matthew Buchsbaum? Call the investment loss attorneys at Meyer Wilson to discuss your options.
New Jersey Broker Andrew F. Perry Faces Investor Complaints
Did you suffer losses working with NJ Broker Andrew F. Perry? The UBS Financial Services Advisor faces claims from his customers of unsuitability and misrepresentation. Call Meyer Wilson to speak with an investment loss lawyer.