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Former broker James Flynn was recently barred by FINRA after failing to respond to the agency's requests for information. He has been the subject of ...
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Meyer Wilson
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The SEC has charged Merrill Lynch with misleading customers on mortgage bond prices and overcharging for trades to increase profits. Mortgage Bond ...
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Meyer Wilson
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Future Income Payments Reportedly Costs Investors More Than $100 Million Future Income Payments, a company run from a mailbox located in a strip mall ...
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Meyer Wilson
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Broker-dealers who inflate investment fund performance to retain business and gain new clients deny investors the opportunity to make informed ...
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Meyer Wilson
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The Securities Exchange Commission (SEC) has proposed a new best interest standard that requires brokers to act in the best interest of their clients, ...
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Meyer Wilson
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Although options can add flexibility to a client's portfolio, clients are often enticed into unsuitable options trading with high risks, speculative ...
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Meyer Wilson
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On April 20, the Financial Industry Regulatory Authority (FINRA) proposed a new rule that expands the liability of churning practices. The new rule ...
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Meyer Wilson
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The Securities and Exchange Commission (SEC) recently announced that Merrill Lynch has agreed to pay $42 million for misleading its customers and its ...
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Meyer Wilson
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