Recent Posts in the Securities Fraud Category

• Did You Lose Money in Energy Investments Recommended by Former Stifel, Nicolaus & Company Financial Advisor Andrew Elsoffer?

  Nov 27, 2018
  Meyer Wilson is currently looking into allegations against former Stifel, Nicolaus & Company financial broker and investment advisor Andrew Bruce ...
  Posted By Meyer Wilson
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• Failure to Disclose Commissions Earned: Company Allegedly Fraudulent

  Nov 26, 2018
  A recent SEC complaint alleges that Behavioral Recognition Systems, Inc. (BRS), currently known as Giant Gray, Inc., engaged in investment fraud. SEC ...
  Posted By Meyer Wilson
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• Ponzi Scheme Allegedly Victimized Over 400 People

  Nov 21, 2018
  The U.S. Department of Justice recently announced indictments for an investment fraud scheme allegedly perpetrated by three men. Jay Ledford of Las ...
  Posted By Meyer Wilson
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• Elderly Investors: Do You Know Where Your Money Is Going?

  Nov 20, 2018
  Steven Pagartanis, formerly a financial advisor with Lombard Securities, Cadaret Grant, and others, has been indicted on nine counts of investment ...
  Posted By Meyer Wilson
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• Former Florida Broker Alex Herrera Barred by FINRA Over Allegations of Client Theft

  Nov 12, 2018
  Former UBS Financial Services Inc. broker Alex Herrera was recently barred by FINRA. He refused to provide on the record testimony to the agency when ...
  Posted By Meyer Wilson
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• Financial Fraud is on the Rise According to Officials, Scamming Billions of Dollars from Investors

  Nov 2, 2018
  It’s been nearly a decade since the $65 billion Ponzi scheme orchestrated by Bernard Madoff, and while there was a temporary dip in the number of ...
  Posted By Meyer Wilson
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• Former Broker Bruce Plyer Recently Barred by FINRA After Allegations of Unauthorized Trading

  Nov 1, 2018
  Former Morgan Stanley broker Bruce Plyer was recently barred by FINRA after he refused to appear to provide on-the-record testimony in connection with ...
  Posted By Meyer Wilson
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• Did Ameriprise Fail to Safeguard Your Money?

  Oct 24, 2018
  Ameriprise Financial Services has agreed to pay $4.5 million to settle charges by the SEC that the firm failed to protect client assets against fraud ...
  Posted By Meyer Wilson
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