Recent Posts in the News Category

• Former Wells Fargo Rep Robert Montes Barred by FINRA After Investigation Into The Possible Misuse of Elderly Client Assets

  Aug 8, 2019
  Robert Frederico Montes (CRD# 835488) has been barred by the Financial Industry Regulatory Authority (FINRA) for failing to cooperate with regulators ...
  Posted By Meyer Wilson
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• Louisville Broker-Advisor Mark T. Lamkin Faces Investor Complaints

  May 14, 2019
  Did you suffer financial losses investing with Mark T. Lamkin? The Louisville Broker / Advisor (CRD# 2121510) is currently facing complaints from ...
  Posted By Meyer Wilson
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• San Antonio Broker Derrick Trussell Barred by FINRA For Failing to Comply with Regulatory Investigation Over Outside Business Activities

  Apr 26, 2019
  San Antonio Broker Derrick Trussell (CRD# 5197550) has been barred from acting as a broker and associating with brokerage firms after he refused to ...
  Posted By Meyer Wilson
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• Boston Broker David Manor Resigns From Wells Fargo, Faces FINRA Complaint

  Apr 24, 2019
  Financial Advisor David Manor (CRD# 6033220) is facing a FINRA complaint following allegations that he assisted a client in investing away from the ...
  Posted By Meyer Wilson
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• Maryland Broker John W. Cutshall Barred by FINRA

  Apr 22, 2019
  Did you suffer financial losses investing with John William Cutshall? The Maryland broker (CRD #874352) was recently barred from the securities ...
  Posted By Meyer Wilson
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• Meyer Wilson Partners Named to 2019 Ohio Super Lawyers List

  Apr 3, 2019
  Meyer Wilson is pleased to announce that our firm’s two Principals – David P. Meyer and Matthew R. Wilson – have been named once again to this year’s ...
  Posted By Meyer Wilson
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• SEC: Wedbush Pays $250K for Failing to Supervise Barred Broker Timary Delorme

  Mar 25, 2019
  Wedbush Securities has agreed to a censure and $250,000 penalty to settle allegations with the Securities Exchange Commission (SEC) that it failed to ...
  Posted By Meyer Wilson
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• South Florida Broker-Advisor Christopher Hellman Barred by FINRA Over Alleged “Selling Away”

  Feb 11, 2019
  Christopher C. Hellman (CRD# 6584084) has been sanctioned and barred by securities industry watchdog FINRA. According to the Financial Industry ...
  Posted By Meyer Wilson
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