Recent Posts in the News Category

• FL Broker Bobby Coburn Barred For Failing to Cooperate with FINRA Investigation Into Unapproved Transactions

  Oct 3, 2019
  Did you lose money investing with Bobby Wayne Coburn (CRD# 146789)? The former Florida broker has been barred from the securities industry for failing ...
  Posted By Meyer Wilson
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• FINRA Bars Former Morgan Stanley Broker for Failure to Cooperate with Investigation

  Sep 19, 2019
  Morgan Stanley Fires Michael Carter Between 1999 and 2019, Michael Barry Carter (CRD# 3232017) was registered with seven Financial Industry Regulation ...
  Posted By Meyer Wilson
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• Former Manhattan Financial Advisor Elias Herbert Hafen Pleads Guilty to Investment Fraud

  Sep 12, 2019
  On Wednesday, September 4, 2019, the U.S. Attorney’s Office for the Southern District of New York announced former Manhattan Financial Advisor Elias ...
  Posted By Meyer Wilson
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• Fort Myers Financial Advisor David Rockwell Facing Client Claims Of Alleged Forgery, Fraud & Misappropriation

  Sep 5, 2019
  Did you or someone you love lose money investing with David A. Rockwell (CRD# 4236377)? The Financial Advisor from Fort Myers, Florida has been ...
  Posted By Meyer Wilson
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• Former UBS Advisor Ricardo Turlan Terminated Over Allegations of Unauthorized Trading, Unsuitability

  Sep 3, 2019
  Ricardo Turlan (CRD# 443186) has been discharged from UBS Financial Services Inc. over allegations that he exercised discretion in client accounts ...
  Posted By Meyer Wilson
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• David P. Meyer Named to The Best Lawyers in America 2020

  Aug 22, 2019
  Meyer Wilson is pleased to announce that David P. Meyer has been named to the 2020 edition of The Best Lawyers in America ©! This is a prestigious ...
  Posted By Meyer Wilson
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• Former Wells Fargo Rep Robert Montes Barred by FINRA After Investigation Into The Possible Misuse of Elderly Client Assets

  Aug 8, 2019
  Robert Frederico Montes (CRD# 835488) has been barred by the Financial Industry Regulatory Authority (FINRA) for failing to cooperate with regulators ...
  Posted By Meyer Wilson
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• Louisville Broker-Advisor Mark T. Lamkin Faces Investor Complaints

  May 14, 2019
  Did you suffer financial losses investing with Mark T. Lamkin? The Louisville Broker / Advisor (CRD# 2121510) is currently facing complaints from ...
  Posted By Meyer Wilson
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