Recent Posts in the General Category

• FL Broker Bobby Coburn Barred For Failing to Cooperate with FINRA Investigation Into Unapproved Transactions

  Oct 3, 2019
  Did you lose money investing with Bobby Wayne Coburn (CRD# 146789)? The former Florida broker has been barred from the securities industry for failing ...
  Posted By Meyer Wilson
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• SEC Says Merrill Lynch Advisor Marcus Boggs Used $1.7M in Client Funds for Personal Expenses

  Sep 13, 2019
  Former Merrill Lynch Financial Advisor Marcus E. Boggs (CRD# 5055667) is facing allegations from the U.S. Securities and Exchange Commission (SEC) of ...
  Posted By Meyer Wilson
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• Former Manhattan Financial Advisor Elias Herbert Hafen Pleads Guilty to Investment Fraud

  Sep 12, 2019
  On Wednesday, September 4, 2019, the U.S. Attorney’s Office for the Southern District of New York announced former Manhattan Financial Advisor Elias ...
  Posted By Meyer Wilson
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• UBS Broker Jose Cornide Hit With Unsuitability, Misrepresentation Complaints

  Aug 26, 2019
  Jose Manuel Cornide Jr (CRD# 2785918) is currently facing complaints from investors who allege the UBS Broker made unsuitable recommendations and ...
  Posted By Meyer Wilson
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• David P. Meyer Named to The Best Lawyers in America 2020

  Aug 22, 2019
  Meyer Wilson is pleased to announce that David P. Meyer has been named to the 2020 edition of The Best Lawyers in America ©! This is a prestigious ...
  Posted By Meyer Wilson
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• Former Wells Fargo Rep Robert Montes Barred by FINRA After Investigation Into The Possible Misuse of Elderly Client Assets

  Aug 8, 2019
  Robert Frederico Montes (CRD# 835488) has been barred by the Financial Industry Regulatory Authority (FINRA) for failing to cooperate with regulators ...
  Posted By Meyer Wilson
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• SEC Indicts Former LPL Broker Kerry L. Hoffman on $3.3M Investor Fraud

  Jul 31, 2019
  Kerry Lee Hoffman (CRD# 1061740) has been sued by the SEC for allegedly defrauding at least 46 investors out of $3.3 million dollars. The alleged ...
  Posted By Meyer Wilson
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• Ohio Broker Michael Mackay Barred Over FINRA Investigation into Outside Business Activity

  Jul 10, 2019
  Ohio Broker Michael Richard Mackay (CRD#2279775) has been barred by FINRA for failing to comply with a regulatory investigation into alleged outside ...
  Posted By Meyer Wilson
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