Financial Broker Andrew F. Perry’s conduct is the subject of two pending complaints lodged by customers who claim they suffered significant financial losses when working with the New Jersey-based advisor during his time at UBS Financial Services.
According to FINRA’s BrokerCheck, Perry (CRD# 1726938) entered the securities industry in the 1980s. He has been registered with UBS Financial Services Inc. since October 2008, and is currently affiliated with the firm’s branch locations in Short Hills, NJ, Margate, NJ, and New York City.
Alleged Misrepresentation & Unsuitability Over Options Overlay Strategy
FINRA’s BrokerCheck report indicates that Perry is facing two pending customer disputes alleging unsuitability and misrepresentation related to an options overlay strategy. Both disputes involve alleged misconduct between March 2017 and the present.
Options involve risks and are not suitable for every investor. Using the wrong strategy in options trading can lead to disastrous results. Taking unnecessary risks can result in big investment losses. You can read more about options trading here.
Meyer Wilson is a national trial practice with a reputation for protecting the rights of investors who’ve lost money due to investment misconduct. If you have questions regarding a potential claim, contact us to speak personally with a lawyer.