Recent Posts in May, 2018

• Former Morgan Stanley Broker Cornelius Peterson Barred

  May 30, 2018
  Former Morgan Stanley broker Cornelius Peterson of Newton Massachusetts was recently barred from acting as a broker after allegedly participating in ...
  Posted By Meyer Wilson
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• Meyer Wilson Investigates Former NYLife Securities LLC Broker Alan New for Selling Clients Woodbridge Mortgage Investment Fund

  May 29, 2018
  Former NYLife Securities LLC broker Alan New has been the subject of multiple customer complaints relating to the sale of Woodbridge Mortgage ...
  Posted By Meyer Wilson
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• Investment Fraud Attorneys at Meyer Wilson Receiving Calls from Victims in Madison Timber Alleged Ponzi Scheme

  May 23, 2018
  SEC Uncovers $85 Million Ponzi Scheme in Madison Timber Properties Last month, the Securities and Exchange Commission filed a civil lawsuit against ...
  Posted By Meyer Wilson
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• Fifth Third Securities Sanctioned by FINRA for Failures Relating to Variable Annuity Exchanges

  May 16, 2018
  Fifth Third Securities, Inc. was fined by the Financial Industry Regulatory Authority (FINRA) earlier this week for $4 million and was ordered to pay ...
  Posted By Meyer Wilson
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• Former Merrill Lynch Broker Ethan De Naray Fired Amidst Allegations of Unauthorized Trading

  May 14, 2018
  Ethan De Naray, currently a registered broker with Feltl & Company, was terminated from his position with Merrill Lynch in May of 2017 after allegedly ...
  Posted By Meyer Wilson
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• Proposed Bill Would Make Sure Defrauded Investors Don't Get Stiffed

  May 14, 2018
  A new bill called the Compensation for Cheated Investors Act would require FINRA to pay investment losses back to investors from a pool of funds. ...
  Posted By Meyer Wilson
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• Were You Pressured to Invest in Securities You Didn't Understand?

  May 11, 2018
  Certain stockbrokers use high-pressure sales tactics to get investors to invest in securities that may have significant risks the investors don't ...
  Posted By Meyer Wilson
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• SEC Considers Allowing Forced Arbitration to Ban Securities Class Actions

  May 10, 2018
  The SEC is considering a ban on class-action lawsuits which would prevent investors from seeking financial damages for securities fraud. Under ...
  Posted By Meyer Wilson
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