Meyer Wilson Investigating Potential Investment Misconduct Claims Involving Financial Advisor David Howard Fagenson

Broker David Howard Fagenson has been the subject of multiple customer complaints, eight of which have settled and two of which are pending. According to the Financial Industry Regulatory Authority (FINRA) Public Disclosure, the complaints include allegations of unauthorized trading, misrepresentation, excessive and unsuitable trading, and failure to follow instructions.

Fagenson was fired from UBS Financial Services, Inc. in 2016 for engaging in short-term trading of preferred shares, texting clients, and exercising time and price discretion. He is currently registered at the brokerage firm Newbridge Securities Corporation in Boca Raton, Florida.

If you lost money investing with David H. Fagenson, contact the experienced investment fraud attorneys at the law firm of Meyer Wilson. Since 1999, the law firm of Meyer Wilson has represented clients in securities arbitration and investment-related litigation through the US. For more information about unauthorized trading, contact an investment fraud lawyer at Meyer Wilson at (800) 738-1960 to discuss your case for free.

Related Posts:


Victim of Investment Misconduct?

Start with Free Evaluation of Your Claim 
  • Please enter your first name.
  • Please enter your last name.
  • Please enter your phone number.
    This isn't a valid phone number.
  • Please enter your email address.
    This isn't a valid email address.
  • Please make a selection.
  • Please enter a message.