Jerry McCutchen Barred by FINRA

Meyer Wilson’s securities fraud attorneys have been investigating claims against Jerry D. McCutchen Sr. (CRD# 1076678), a formerly a broker at Berthel, Fisher & Company Financial Services, Inc. since mid-August.

Since our previous report on former broker Jerry D. McCutchen Sr. (CRD# 1076678), the Financial Industry Regulatory Authority (FINRA) has barred him from acting as an investment adviser or broker, or from associating with any firm that sells securities to the public.

McCutchen failed to appear of provide testimony on the record to FINRA by the regulatory authority’s deadline, thereby violating FINRA rules 2010 and 8210. He sent an email acknowledging that he received the request, and by declining to provide the required testimony, consented to being barred from associating with any FINRA member firm.

For more information on other brokers the investor fraud attorneys at Meyer Wilson are investigating, visit our Investment Fraud Law Blog, and if you have lost money investing with this former Berthel, Fisher & Company Financial Services broker, contact us today and tell us more about your case by filling out our online form. We handle every case on a contingency fee basis, which means that you won’t owe us any legal fees until we help you recover the money you lost.


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