Posts in May, 2016

May 31 Whistleblower Receives Over $5 Million in SEC Award

On May 17, 2016, the Securities and Exchange Commission announced that a former company insider would be awarded between $5 and $6 ...

May 30 Meyer Wilson Investigating Claims Against Broker David Tysk

Our securities fraud lawyers at Meyer Wilson are currently investigating allegations against broker David Tysk (CRD# 1782289) The ...

May 26 Jeffrey A. Martinovich Pleads Guilty To Count of Money Laundering

Jeffrey A. Martinovich, the former CEO of MICG Investment Management LLC, pleaded guilty to one count of money laundering on May ...

May 26 FINRA Requests Information in Mutual Fund Waiver Sweep

The Financial Industry Regulatory Authority (FINRA) is requesting documents and information from brokerage firms in order to ...

May 25 Gregg D. Caplitz Sentenced for Alleged $1.3 Million Hedgefund Fraud

Our firm previously posted a blog regarding Massachusetts-based investment advisor Gregg D. Caplitz, detailing the charges against ...

May 25 Meyer Wilson Investigating Claims Against Broker William David Utanski

Meyer Wilson’s securities fraud lawyers are currently investigating allegations made against broker William David Utanski (CRD# ...