Recent Posts in May, 2016

• Whistleblower Receives Over $5 Million in SEC Award

  May 31, 2016
  On May 17, 2016, the Securities and Exchange Commission announced that a former company insider would be awarded between $5 and $6 million for ...
  Posted By Meyer Wilson
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• Meyer Wilson Investigating Claims Against Broker David Tysk

  May 30, 2016
  Our securities fraud lawyers at Meyer Wilson are currently investigating allegations against broker David Tysk (CRD# 1782289) The Financial Industry ...
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• Jeffrey A. Martinovich Pleads Guilty To Count of Money Laundering

  May 26, 2016
  Jeffrey A. Martinovich, the former CEO of MICG Investment Management LLC, pleaded guilty to one count of money laundering on May 13, 2016. He entered ...
  Posted By Meyer Wilson
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• FINRA Requests Information in Mutual Fund Waiver Sweep

  May 26, 2016
  The Financial Industry Regulatory Authority (FINRA) is requesting documents and information from brokerage firms in order to conduct a targeted exam ...
  Posted By Meyer Wilson
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• Gregg D. Caplitz Sentenced for Alleged $1.3 Million Hedgefund Fraud

  May 25, 2016
  Our firm previously posted a blog regarding Massachusetts-based investment advisor Gregg D. Caplitz, detailing the charges against him for hedgefund ...
  Posted By Meyer Wilson
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• Meyer Wilson Investigating Claims Against Broker William David Utanski

  May 25, 2016
  Meyer Wilson’s securities fraud lawyers are currently investigating allegations made against broker William David Utanski (CRD# 2576809). According to ...
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• Compensation from MetLife Securities, Inc. for Variable Annuity Replacements

  May 25, 2016
  On May 6, we posted a blog regarding sanctions against MetLife Securities Inc., totaling $25 million for alleged misrepresentations and omissions ...
  Posted By Meyer Wilson
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• Do You Know When to Change Your Variable Annuity?

  May 24, 2016
  Investing for retirement is important, but it’s not always easy to know what your best option is. If you’ve chosen a variable annuity (VA), it’s ...
  Posted By Meyer Wilson
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