Winston Turner Permanently Barred by FINRA
Meyer Wilson previously reported on Winston Turner (CRD# 5965386) this March when he was charged with engaging in misconduct relating to the sales and exchange of variable annuities and other investments.
As of July 8, 2016, former Pruco Securities, LLC broker Winston W. Turner (CRD# 5965386) has been permanently barred from associating with any Financial Industry Regulatory Authority (FINRA) member firm in any capacity.
FINRA Enforcement initially filed the seven-count complaint against Turner on February 25, 2016. The first three counts accused him of providing false information regarding variable annuity transactions, falsifying records and books kept by his firm, and fraudulently misrepresenting and omitting information to three customers regarding their variable annuity investments. The fourth and fifth counts accused Turner of providing his firm with untimely and inadequate disclosures regarding his outside business activities, and for engaging in private securities transactions without obtaining authorization from or giving notice to his firm. The sixth and seventh counts alleged that he failed to provide testimony and information to FINRA.
If you lost money investing with former Pruco Securities broker Winston Turner, contact our securities fraud attorneys at Meyer Wilson today for a free case consultation. We handle all cases on a contingency fee basis, so you won’t owe any legal fees unless we help you recover your losses.