The securities fraud attorneys at Meyer Wilson are currently investigating claims against broker Cary J. Kievman (CRD# 2804357).
According to the Financial Industry Regulatory Authority (FINRA), Ameriprise Financial Services, Inc. broker and investment adviser Cary J. Kievman (CRD# 2804357) has a pending customer dispute against him.
The dispute, filed on March 30, 2016, alleges that Kievman didn’t properly code the client’s risk tolerance, fully disclose how risky the investments were, and recommended unsuitable investments that were over-concentrated in certain sectors and positions.
Kievman has been registered with Ameriprise Financial Services based out of Westlake Village, CA since January of 2012. He was previously registered with:
- Morgan Stanley Smith Barney based out of Woodland Hills, CA
- Citigroup Global Markets Inc. based out of Woodland Hills, CA
- UBS Financial Services Inc. based out of Weehawken, NJ.
If you lost money investing with Ameriprise Financial Services broker and investment adviser Cary Kievman, contact Meyer Wilson today. Our securities fraud attorneys offer free case consultations in order to discuss your potential claim. All cases are handled on a contingency fee basis, so you won’t owe any legal fees unless we help you recover your losses.