Meyer Wilson Blog

• FINRA Bars Former Raymond James Broker Taek Chong After Complaints of Overpayment of Commissions

  Oct 18, 2018
  Former Raymond James broker Taek Chong was barred by FINRA when he failed to comply with its investigation into the receipt of multiple customer ...
  Posted By Meyer Wilson
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• Centaurus Financial Broker Cindy Chiellini Facing Multiple Customer Disputes

  Oct 17, 2018
  Centaurus Financial broker Cindy Chiellini is currently facing multiple customer disputes over allegations that she made unsuitable investments, ...
  Posted By Meyer Wilson
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• Merrill Lynch Broker Charles Kenahan Faces Allegations of Making Unsuitable Investments and Excessive Trading

  Oct 11, 2018
  The investment fraud lawyers at Meyer Wilson are looking into multiple allegations that Merrill Lynch Broker Charles Kenahan made unsuitable ...
  Posted By Meyer Wilson
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• Former Merrill Lynch Broker Christopher Hibbard Barred for Dodging Regulatory Investigation - Faces Multiple Allegations of Client Theft

  Oct 10, 2018
  Former Merrill Lynch broker Christopher Hibbard has been permanently barred from the industry by FINRA after failing to respond to regulatory requests ...
  Posted By Meyer Wilson
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• Meyer Wilson Securities Attorneys Looking Into Allegations Against Broker Ronald Rothchild

  Oct 9, 2018
  NSC broker Ronald Rothchild has been the subject of four customer disputes alleging he engaged in a variety of investment misconduct while he worked ...
  Posted By Meyer Wilson
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• Former Merrill Lynch Broker Frank Zito Discharged Over Allegations of Selling Away

  Oct 8, 2018
  Frank Zito was discharged from Merrill Lynch earlier this year in connection to allegations that he participated in selling away and failed to inform ...
  Posted By Meyer Wilson
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• Former Ohio Broker John Schmidt Charged by the SEC with Defrauding Seniors

  Oct 5, 2018
  Earlier this week, former Ohio broker John Schmidt was charged by the Securities and Exchange Commission (SEC) for defrauding his elderly retail ...
  Posted By Meyer Wilson
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• Former LPL Financial Broker Suhail Khan Barred by FINRA

  Oct 4, 2018
  Chicago-based broker Suhail Khan was permanently barred from working in the industry by FINRA after failing to respond to requests for information ...
  Posted By Meyer Wilson
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