Meyer Wilson Blog

• SEC Says Merrill Lynch Advisor Marcus Boggs Used $1.7M in Client Funds for Personal Expenses

  Sep 13, 2019
  Former Merrill Lynch Financial Advisor Marcus E. Boggs (CRD# 5055667) is facing allegations from the U.S. Securities and Exchange Commission (SEC) of ...
  Posted By Meyer Wilson
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• Former Manhattan Financial Advisor Elias Herbert Hafen Pleads Guilty to Investment Fraud

  Sep 12, 2019
  On Wednesday, September 4, 2019, the U.S. Attorney’s Office for the Southern District of New York announced former Manhattan Financial Advisor Elias ...
  Posted By Meyer Wilson
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• Fort Myers Financial Advisor David Rockwell Facing Client Claims Of Alleged Forgery, Fraud & Misappropriation

  Sep 5, 2019
  Did you or someone you love lose money investing with David A. Rockwell (CRD# 4236377)? The Financial Advisor from Fort Myers, Florida has been ...
  Posted By Meyer Wilson
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• Former UBS Advisor Ricardo Turlan Terminated Over Allegations of Unauthorized Trading, Unsuitability

  Sep 3, 2019
  Ricardo Turlan (CRD# 443186) has been discharged from UBS Financial Services Inc. over allegations that he exercised discretion in client accounts ...
  Posted By Meyer Wilson
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• UBS Broker Jose Cornide Hit With Unsuitability, Misrepresentation Complaints

  Aug 26, 2019
  Jose Manuel Cornide Jr (CRD# 2785918) is currently facing complaints from investors who allege the UBS Broker made unsuitable recommendations and ...
  Posted By Meyer Wilson
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• David P. Meyer Named to The Best Lawyers in America 2020

  Aug 22, 2019
  Meyer Wilson is pleased to announce that David P. Meyer has been named to the 2020 edition of The Best Lawyers in America ©! This is a prestigious ...
  Posted By Meyer Wilson
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• UBS Broker Nicolas Barrios Barred For Failure to Cooperate with Fraud Investigation

  Aug 9, 2019
  Nicolas Jesus Barrios (CRD# 2122824) has been permanently barred from the securities industry for not providing requested documents and information in ...
  Posted By Meyer Wilson
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• Former Wells Fargo Rep Robert Montes Barred by FINRA After Investigation Into The Possible Misuse of Elderly Client Assets

  Aug 8, 2019
  Robert Frederico Montes (CRD# 835488) has been barred by the Financial Industry Regulatory Authority (FINRA) for failing to cooperate with regulators ...
  Posted By Meyer Wilson
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