Common Investment Abuses,General,Investment Fraud,Investor Information | January 22, 2020

While a new year may have brought new resolutions for you, it also comes with investment scams that consumers need to worry about. Some of them have been around a while, but others are relatively new and gaining traction. Most financial experts will tell you that a sign that an investment opportunity may be a… read more

Brokerage Firms,Investment Fraud,Stockbroker Misconduct | January 18, 2020

Have you or someone you know lost money investing with Shimson Plotkin (CRD# 2431863)? Plotkin is currently a registered broker and investment advisor employed with Independent Financial Group, LLC (CRD#: 7717). Shimson Plotkin has been involved in various disputes with customers throughout his career, which began in the financial industry in 1994. The most recent… read more

Brokerage Firms,General,Investment Fraud,Stockbroker Misconduct | January 13, 2020

Have you or someone you love lost money investing with financial advisor David Miller (CRD# 4648882)? Miller is currently a registered broker and investment advisor employed with Peachcap Securities, Inc. out of Atlanta, GA. David Miller has had a lengthy career in the investment industry, dating back to 2003. However, he is also the subject… read more

General,In the News,News | November 1, 2019

We have a Tier 1 ranking for Professional Malpractice Law by 2020 U.S. News – Best Lawyers® “Best Law Firms.” Learn more at Meyer Wilson.

General,In the News,News | October 31, 2019

JPMorgan Chase Bank terminated Trevor Bradner Rahn after a series of customer disputes accused him of broker misconduct. Visit our blog for more details.

FINRA,General,In the News,News | October 3, 2019

Lose money investing with Bobby Wayne Coburn? The Fort Meade Broker was barred by FINRA for failing to cooperate with an investigation into unapproved securities transactions. Call Meyer Wilson.

Current Investigations,In the News,Investment Fraud,News | September 19, 2019

FINRA barred Michael Carter for refusing to cooperate with regulatory investigation over misconduct allegations. Call Meyer Wilson if you have suffered losses.

FINRA,General,In the News,Investment Fraud | September 13, 2019

Lose money investing with former Chicago Merrill Lynch Representative Marcus Boggs? Boggs has been accused by the SEC of stealing over $1.7M in client funds to pay personal bills. Call Meyer Wilson for a consultation.

FINRA,General,In the News,Investment Fraud,News | September 12, 2019

Lose money investing with Elias Herbert Hafen? The former Manhattan Advisor pled guilty to investment fraud charges over a scheme carried out during his time at Morgan Stanley. Call Meyer Wilson to discuss your case.

Current Investigations,In the News,Investment Fraud,News | September 5, 2019

Lose money investing with Fort Meyers Advisor David A. Rockwell? Rockwell is accused of fraud and misappropriation by clients seeking $1.2M in damages. Call Meyer Wilson to discuss options.