Meyer Wilson Blog

• Meyer Wilson Named Tier 1 in 2020 “Best Law Firms”

  Nov 1, 2019
  With more than $350 million won for our nationwide clients and an exceptional track record in complex investor claims cases, our attorneys at Meyer ...
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• JPMorgan Chase Bank Terminates Trevor Rahn After Allegations of Broker Misconduct

  Oct 31, 2019
  Brokers are expected to prioritize their clients’ interests and invest their funds with care. Some brokers, however, are primarily motivated by ...
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• FL Broker Bobby Coburn Barred For Failing to Cooperate with FINRA Investigation Into Unapproved Transactions

  Oct 3, 2019
  Did you lose money investing with Bobby Wayne Coburn (CRD# 146789)? The former Florida broker has been barred from the securities industry for failing ...
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• FINRA Bars Former Morgan Stanley Broker for Failure to Cooperate with Investigation

  Sep 19, 2019
  Morgan Stanley Fires Michael Carter Between 1999 and 2019, Michael Barry Carter (CRD# 3232017) was registered with seven Financial Industry Regulation ...
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• SEC Says Merrill Lynch Advisor Marcus Boggs Used $1.7M in Client Funds for Personal Expenses

  Sep 13, 2019
  Former Merrill Lynch Financial Advisor Marcus E. Boggs (CRD# 5055667) is facing allegations from the U.S. Securities and Exchange Commission (SEC) of ...
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• Former Manhattan Financial Advisor Elias Herbert Hafen Pleads Guilty to Investment Fraud

  Sep 12, 2019
  On Wednesday, September 4, 2019, the U.S. Attorney’s Office for the Southern District of New York announced former Manhattan Financial Advisor Elias ...
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• Fort Myers Financial Advisor David Rockwell Facing Client Claims Of Alleged Forgery, Fraud & Misappropriation

  Sep 5, 2019
  Did you or someone you love lose money investing with David A. Rockwell (CRD# 4236377)? The Financial Advisor from Fort Myers, Florida has been ...
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• Former UBS Advisor Ricardo Turlan Terminated Over Allegations of Unauthorized Trading, Unsuitability

  Sep 3, 2019
  Ricardo Turlan (CRD# 443186) has been discharged from UBS Financial Services Inc. over allegations that he exercised discretion in client accounts ...
  Posted By Meyer Wilson
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