The Best Lawyers In America
Learn about the awards our firm has earned and how they can benefit you.
There Is No Risk To You
We work on a contingency fee basis, so you pay only if we win your case.
Do You Have A Claim?
Request a free consultation today to learn how Meyer Wilson can help you.
Understanding the fundamental differences between a stockbroker and investment
adviser is crucial. Each one owes various duties to clients and has different
roles. Even the route in which you take to hold an investment adviser
or stockbroker liable for losses isn’t the same.
Below is information that will help you recognize the distinction between
the two professionals:
Our law firm handles both stockbroker misconduct and investment adviser
claims. If you have lost money from an investment and are looking for
information about recovering your losses, please do not hesitate to
contact an experienced investment fraud attorney at our office today.
Choose a Firm with Accolades:
Investment Misconduct Blog
Fifth Third Securities, Inc. was fined by the Financial Industry Regulatory Authority (FINRA) earlier this week for $4 million and was ordered to pay restitution of $2 million ...
Ethan De Naray, currently a registered broker with Feltl & Company, was terminated from his position with Merrill Lynch in May of 2017 after allegedly using discretion in ...
A new bill called the Compensation for Cheated Investors Act would require FINRA to pay investment losses back to investors from a pool of funds. Unpaid arbitration awards ...