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Arbitration is considered a private process, not a legal proceeding. Because
of this designation, many people assume they do not have to hire someone
with a law degree admitted to the bar. However, brokerage firms and financial
institutions are almost always represented by an experienced attorney
during FINRA arbitration.
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There are a variety of legal and procedural factors to consider that may
limit or extend the timeframe to pursue a claim. With arbitration, FINRA
allows cases that date back up to six years.
The investment fraud lawyers at Meyer Wilson handle investor claims of
misconduct on a national scale from offices in Columbus, Ohio and Los
SEC stands for the U.S. Securities and Exchange Commission. This agency
was founded in the 1930s to enforce securities industry regulations.
Research should be conducted before retaining any type of professional,
and attorneys are no exception. If you would like to find out more about
Meyer Wilson’s securities fraud practice, call us today.
If you’ve been involved in an investment scam, retaining an attorney
means you have an advocate in your corner who represent you at all stages
of arbitration or litigation.
Legal fees, at least at Meyer Wilson, are billed on a contingency fee basis.
This means that you don’t pay unless we recover money for you.
Investors who pursue claims against their advisers or brokerage firms will
incur certain fees and expenses in addition to attorney fees, including
filing fees and discovery costs.
Every case is extremely different and there is no guarantee that a claim
will result in the award of financial damages.
Because no one can pursue your claim for you, it is up to the individual
investor to pursue legal claims. You won’t know if you are entitled
to a recovery unless you take this step.
Shady investment advisers can work at even the most reputable firms. Never
assume that you’re immune to investment fraud.
If you have recently lost money in an investment, you may or may not have
a claim. Before assuming one way or another, we invite you to contact
Meyer Wilson for a free case review.
If you’ve become the victim of securities fraud, we encourage you
to contact a lawyer, as emailing the advisor or brokerage firm directly
is usually unfruitful.
No, most law firms do not handle these types of cases due to the specialized
nature of investments and securities.
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Investment Misconduct Blog
Former Voya Financial Advisors, Inc. broker James Knee was barred from the securities industry on May 9, 2018 after refusing to appear for on the record testimony connected to ...
Scammers have a deep arsenal of tactics and tricks they use to prey on unsuspecting investors, and one of the most common and successful is to impersonate a high-profile ...
Former Stifel Nicolaus & Company broker Stephen Hurtuk is facing allegations of selling his customers unsuitable investments. Though he is no longer registered to work ...