Meyer Wilson

Recovering Losses Caused By Investment Misconduct

What is FINRA?

The Financial Industry Regulatory Authority (FINRA) describes itself as the largest independent regulator for all securities firms doing business in the United States. It was created in July of 2007 through the consolidation of the National Association of Securities Dealers and the enforcement arm of the New York Stock Exchange. The FINRA operates the largest arbitration forum for the resolution of disputes between its member firms and their customers. Most of the agreements between brokerage firms and investors include mandatory arbitration provisions, which require that any dispute be arbitrated before a FINRA panel.

For more information on the difference between a FINRA Complant and FINRA Arbitration, watch this video from attorney Courtney Werning.

When Choosing an Attorney, Results Matter

  • $30M
    $30,000,000 Recovered in Confidential Settlement for 100-Year-Old-Widow
  • $10M
    Retirees Recover in Excess of $10,000,000 of Retirement Losses
  • $6.5M
    $6,500,000 Recovered for a Large Group of Individual Investors
  • $5M
    $5,000,000 Recovered for Group of Midwest Clients
  • $3.8M
    Meyer Wilson Recovers More than $3,800,000 for Elderly Victim in Ponzi Scheme Case
  • $3.2M
    $3,200,000 of Losses Recovered by Meyer Wilson for More Than 50 Families of Ponzi Scheme in California

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  • Avvo 10/10 Rating