I think my stockbroker misrepresented an investment. What do I have to
do to prove it?
In order to pursue a securities fraud claim against a stockbroker who has
potentially misrepresented an investment or failed to disclose information
about the investment, you will probably need to show that:
You lost money on the investment due to the
misrepresentation or omission.
- The broker misrepresented the security or omitted information about it.
- You relied on the advice of your broker, advisor, or financial planner.
Although these items may seem clear-cut to you, if you go it alone you
will likely find it difficult to prove when you go up against the brokerage
firm's experienced legal team during FINRA arbitration. You will need
to have a carefully prepared case and a deep knowledge of arbitration
proceedings to get the best outcome.
If you have any questions about FINRA arbitration, misrepresentation, or
omissions, speak with one of our respected
securities fraud attorneys today. We have represented victims of securities and investment fraud
all over the nation, and we have helped our clients recover millions of
dollars in losses. If you'd like more information about how to protect
yourself from investment scams and unscrupulous brokers, call us today.
Watch our helpful video to learn more about misrepresentations and omissions.