Investment Fraud Attorneys Help You Seek Reparation
Triad Advisors, a subsidiary of Landenburg Thalmann Financial Services,
Inc., is an independent broker-dealer of financial securities and instruments.
Founded in 1998, Triad Advisors offers products, services and wealth management
solutions to almost 400 independent financial advisors throughout the
United States. Triad Advisors is based in Atlanta, Georgia and since its
inception Triad has partnered with National Financial (a wholly-owned
subsidiary of Fidelity Investments) and Tegra Financial Partners.
Because Triad Advisors is licensed by the Financial Industry Regulatory
Authority (FINRA), they are required by law to supervise their representatives
to ensure that they are not using dishonest or harmful practices with
investors. However, if Triad fails to supervise and their brokers cause
clients severe losses,
investors have the right to hold Triad legally liable to repay all losses.
History of Failure to Supervise
Both in 2007 and 2014, Triad Advisors was fined for failing to create a
system of supervision over its brokers. In the recent case, the result
of the lack of supervision was poor recordkeeping and
inaccurate numbers being reported to investors. For this major breach of trust and oversight, Triad was fined $600,000
and was forced to pay out $375,000 in restitutions.
Do You Have a Claim Against Triad Advisors?
Meyer Wilson attorneys know how to go head-to-head with large investment
firms. Our aim is to help each victim of investment fraud receive the
money that’s rightfully theirs by law.
Our investment fraud lawyers recovered $350 million for victims, helping them rebuild their financial independence. We have the experience
and resources to conduct claims nationwide, in state and federal courts
as well as arbitration with FINRA and the AAA.
Meyer Wilson refuses to let your assets stay stolen. Let us help you rebuild.
Contact our firm to receive a
free case consultation.