Losses Caused by LEEB Brokerage Services, Inc.
Talk to a Securities Fraud Attorney
LEEB Brokerage Services based out of New York
is no longer registered by the Financial Industry Regulatory Authority (FINRA). LEEB was registered in March of 1999 but its registration was terminated
in July of 2007.
LEEB Brokerage Services also operates under the names:
- Fine Equities
- Paravane Partners, LLC
LEEB Brokerage Services commonly refers customers to other brokers and
dealers, specifically, National Financial Services LLC, Legent Clearing,
and Correspondent Services Corporation.
LEEB Brokerage Services Investment & Broker Misconduct
LEEB Brokerage has been the subject of one formal regulatory event and
one formal arbitration. In 2003, LEEB Brokerage Services was fined $22,500
by FINRA (then "NASD") for violating SEC and NASD rules such
as failure to report, permitting employment of un-fingerprinted individuals,
and failure to disclose investment information.
In 2009, LEEB Brokerage Services was involved in securities arbitration
and was required to pay $450,000 to an investor for
breach of fiduciary duty,
unauthorized trading, and
failure to supervise.
Recover Your Investment Losses
If you invested with LEEB Brokerage Services or one of its brokers and
you lost a substantial amount of money, contact an investor loss lawyer
at Meyer Wilson. Our firm has recovered hundreds of millions of dollars
for defrauded investors. We handle cases in state and federal court, through
FINRA arbitration, mediation, and other avenues. To learn more about how
we can help,
contact Meyer Wilson today.