Geneos Wealth Management
Investment Attorneys Can Recover Your Investment Damages
Geneos Wealth Management is a broker-dealer that provides financial and
estate planning services through a select network of registered representatives.
Headquartered in Denver, CO, the firm has 250+ advisors nationwide. Geneos
offers wealth management products such as mutual funds, alternative investment
options, fixed and variable annuities, and life insurance products.
Financial Misconduct at Geneos
Geneos Wealth Management is licensed by the Financial Industry Regulatory
Authority (FINRA), and as such is legally obligated to ensure its brokers
are acting lawfully in the interest of their investors. If a client suffers
losses as a result of negligent behavior or misconduct from a broker,
then the firm may be held legally responsible to repay the damages.
GWM has received a number of substantial customer complaints, many within
the last few years. There are two cases pending arbitration for one broker
alone currently, with over $650,000 at stake over
unsuitable recommendations made from 2001 to 2013. Another $500,000 have been awarded
to investors due to unsuitable broker advice.
Additionally, in 2009 and 2011, two separate brokers named Robert Bachman
and Harve Meslin collectively paid nearly a million dollars in settlements
regarding lack of supervision over financial advisors and unsuitable investment
advice. These brokers are still registered with the company.
Wondering If You Have a Claim? Contact Our Firm Now!
Meyer Wilson reclaimed $350 million for the victims of investment fraud
or misconduct. Our attorneys are experienced in going up against large
investment firms, and our track record affirms our resources and expertise.
Meyer Wilson has represented clients nationwide and internationally, in
state and federal courts, and in arbitration through FINRA and the American
Arbitration Association (AAA). As an investor, you have a right to recover
investments lost through unethical behavior or decisions made against
To determine whether you have a case against Geneos Wealth Management for
your losses, call us or complete our online form for a
free case evaluation.