Meyer Wilson

Recovering Losses Caused By Investment Misconduct

Current Investigations

Securities Fraud Attorneys

At Meyer Wilson, we frequently post articles on a wide range of investment fraud and broker misconduct topics, including information and updates about our current investigations. Our library of articles is intended to provide you with access to information and investment fraud topics most relevant to you.

It can also be used as a strong indication of our investment fraud attorneys' focus on meticulous, thorough, and unrelenting legal services that you can use when selecting legal representation to help you recover your losses. Take a moment to view our current investigations and take confidence in knowing that these efforts highlight our extensive experience and active role in this field.

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Former Voya Financial Advisors, Inc. broker James Knee was barred from the securities industry on May 9, 2018 after refusing to appear for on the record testimony connected to a FINRA investigation ... Continue reading "Dodging FINRA Investigation Gets Former Broker James Knee Barred" »
Former Stifel Nicolaus & Company broker Stephen Hurtuk is facing allegations of selling his customers unsuitable investments. Though he is no longer registered to work with a FINRA member firm, ... Continue reading "Former Stifel Nicolaus Broker of Boardman, Ohio Stephen Hurtuk Faces Allegations of Selling Speculative, Unsuitable Investments" »
Former Stifel, Nicolaus & Company investment broker Mitchell Yanow was recently barred after he consented to the Financial Industry Regulatory Authority’s (FINRA’s) findings that he ... Continue reading "Former Stifel, Nicolaus & Company Broker Mitchell Yanow Barred for Stealing Customer Funds" »
JJB Hilliard, WL Lyons broker Michael Barnett is the subject of numerous customer complaints alleging breach of fiduciary duty, negligence, negligent misrepresentation and omission, breach of ... Continue reading "JJB Hilliard, WL Lyons Broker Michael Barnett Facing Allegations of Investment Misconduct" »

How to Recover Losses in FIP

Future Income Payments Reportedly Costs Investors More Than $100 Million Future Income Payments, a company run from a mailbox located in a strip mall just outside of Las Vegas, recently shut down, ... Continue reading "How to Recover Losses in FIP" »
FINRA has barred former Wells Fargo broker John Schmidt after he failed to respond to its investigation regarding accusations of misappropriation, misrepresentation, and theft of client funds. Schmidt ... Continue reading "Former Wells Fargo Broker John Schmidt Accused of Misappropriation, Theft of Client Funds" »
Former Cambridge Investment Research Advisors, Inc. broker Ralph Savoie was barred in 2015 after allegedly defrauding investors in a Ponzi scheme. On March 26, 2018, he pleaded guilty to one count of ... Continue reading "Former Cambridge Broker Ralph Savoie Criminal Charged for Defrauding Investors in Ponzi Scheme" »
Former HD Vest broker Donna Barnard is facing multiple complaints involving Woodbridge Investment Funds. Allegations from impacted customers include the misrepresentation of material facts, failure to ... Continue reading "Former HD Vest Broker Donna Barnard Facing Multiple Complaints for Selling Customers Woodbridge Ponzi Scheme" »
Meyer Wilson is investigating allegations that former Morgan Stanley broker Randall Hayes sold customers unsuitable inverse and leveraged ETFs (exchange traded funds). According to allegations made by ... Continue reading "Former Morgan Stanley Broker Randall Hayes Under Investigation for Allegedly Selling Inverse and Leveraged ETFs" »
Former Wells Fargo broker Ramon Herrera was recently suspended after failing to respond to FINRA requests for information during its regulatory investigation. FINRA was investigating allegations that ... Continue reading "Former Wells Fargo Broker Ramon Herrera Under Regulatory Suspension for Misconduct" »
Former Securities America broker Hector May was fired from Securities America shortly after the U.S. Department of Justice launched an official criminal investigation in March 2018. Prior to the ... Continue reading "Securities America Broker Hector May Fired Amidst Allegations He Stole From Clients" »
Thomas Edward Brenner, Jr., who at one point worked out of a brokerage firm office in Orrville, Ohio, has been named as a defendant in a federal securities fraud case filed earlier this week by the ... Continue reading "Former Ohio Stockbroker Thomas E. Brenner, Jr., Accused of Participating in Nationwide Ponzi Scheme" »
Former NY Life Securities broker Joel Flaningan was recently terminated from his position for allegedly soliciting the firm's clients to invest in Woodbridge Mortgage Investment Funds. The ... Continue reading "Selling Investors Woodbridge Mortgage Investment Funds Gets NY Life Securities Broker Joel Flaningan Terminated" »
Former Northwestern Mutual Investment Services broker Donnell Noah Bowen was recently barred from acting as a broker when he failed to provide FINRA with requested information and documentation ... Continue reading "Former Northwestern Mutual Investment Services Broker Donnell Noah Bowen Barred After Failing to Cooperate with an Investigation" »
Ameriprise Financial Services broker James Kujawski is under investigation by FINRA for allegations that he participated in private securities transactions and failed to inform a prior employer, UBS ... Continue reading "Meyer Wilson is Investigating Ameriprise Financial Services Broker James Kujawski for Allegations of Misconduct" »
The Securities and Exchange Commission (SEC) recently barred former New Jersey investment adviser Larry S. Werbel after he pled guilty to one count of investment adviser fraud and one count of ... Continue reading "Larry S. Werbel Barred By SEC over Adviser, Securities Fraud" »
Former U.S. Bancorp Investments, Inc. broker John Douglas Wade of Buena Park, California was barred by FINRA, who stated in a Letter of Acceptance, Waiver and Consent that Wade converted over $105,000 ... Continue reading "FINRA Bars Former U.S. Bancorp Broker John Wade for Converting Client Funds" »
Former financial advisor Eric Erb has been suspended by FINRA for 18 months and fined $20,000. According to the regulator, Erb committed a number of fraudulent acts, including photocopying signature ... Continue reading "Alleged Web of Fraud by Former Financial Advisor Eric Erb Has Cost Investors Millions" »
Former Securities Service Network broker Peter Holler was recently discharged from the firm for allegedly selling Woodbridge Mortgage Investment Fund to firm customers. FINRA also brought a regulatory ... Continue reading "Financial Advisor Peter Holler Terminated and Suspended for Selling Clients Woodbridge Ponzi Scheme" »
Former Royal Alliance Associates investment broker, Gary Basralian, was arrested on May 23, 2018 for allegedly stealing more than $2.1 million from two clients to pay for personal expenses. The ... Continue reading "Former Royal Alliance broker Gary Basralian Arrested for Allegedly Stealing More than $2 million from Clients" »
Former Morgan Stanley broker Cornelius Peterson of Newton Massachusetts was recently barred from acting as a broker after allegedly participating in various fraud schemes that resulted in client ... Continue reading "Former Morgan Stanley Broker Cornelius Peterson Barred" »
Former NYLife Securities LLC broker Alan New has been the subject of multiple customer complaints relating to the sale of Woodbridge Mortgage Investment Funds. Alan New worked for NYLife Securities ... Continue reading "Meyer Wilson Investigates Former NYLife Securities LLC Broker Alan New for Selling Clients Woodbridge Mortgage Investment Fund" »
SEC Uncovers $85 Million Ponzi Scheme in Madison Timber Properties Last month, the Securities and Exchange Commission filed a civil lawsuit against Madison Timber Properties LLC, and its owner, ... Continue reading "Investment Fraud Attorneys at Meyer Wilson Receiving Calls from Victims in Madison Timber Alleged Ponzi Scheme" »
Fifth Third Securities, Inc. was fined by the Financial Industry Regulatory Authority (FINRA) earlier this week for $4 million and was ordered to pay restitution of $2 million after the regulator ... Continue reading "Fifth Third Securities Sanctioned by FINRA for Failures Relating to Variable Annuity Exchanges" »
Ethan De Naray, currently a registered broker with Feltl & Company, was terminated from his position with Merrill Lynch in May of 2017 after allegedly using discretion in non-discretionary ... Continue reading "Former Merrill Lynch Broker Ethan De Naray Fired Amidst Allegations of Unauthorized Trading" »
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