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Recovering Losses Caused By Investment Misconduct

Current Investigations

Securities Fraud Attorneys

At Meyer Wilson, we frequently post articles on a wide range of investment fraud and broker misconduct topics, including information and updates about our current investigations. Our library of articles is intended to provide you with access to information and investment fraud topics most relevant to you.

It can also be used as a strong indication of our investment fraud attorneys' focus on meticulous, thorough, and unrelenting legal services that you can use when selecting legal representation to help you recover your losses. Take a moment to view our current investigations and take confidence in knowing that these efforts highlight our extensive experience and active role in this field.

Recent Posts in Current Investigations Category

366 results found. Viewing page 1 of 15. Go to page 1 2 3 4 5 6 7  . . . 11 12 13 14 15   Next
Former Merrill Lynch broker Alexander Souponetsky has been suspended by FINRA for nine months as a result of him exercising discretion in the accounts of clients without written authorization. ... Continue reading "Former Merrill Lynch Broker Alexander Souponetsky Serving Regulatory Suspension for Exercising Unauthorized Discretion in Client Accounts" »
Former NY Life Securities broker Joel Flaningan was recently terminated from his position for allegedly soliciting the firm's clients to invest in Woodbridge Mortgage Investment Funds. The ... Continue reading "Selling Investors Woodbridge Mortgage Investment Funds Gets NY Life Securities Broker Joel Flaningan Terminated" »
Former Northwestern Mutual Investment Services broker Donnell Noah Bowen was recently barred from acting as a broker when he failed to provide FINRA with requested information and documentation ... Continue reading "Former Northwestern Mutual Investment Services Broker Donnell Noah Bowen Barred After Failing to Cooperate with an Investigation" »
Ameriprise Financial Services broker James Kujawski is under investigation by FINRA for allegations that he participated in private securities transactions and failed to inform a prior employer, UBS ... Continue reading "Meyer Wilson is Investigating Ameriprise Financial Services Broker James Kujawski for Allegations of Misconduct" »
The Securities and Exchange Commission (SEC) recently barred former New Jersey investment adviser Larry S. Werbel after he pled guilty to one count of investment adviser fraud and one count of ... Continue reading "Larry S. Werbel Barred By SEC over Adviser, Securities Fraud" »
Former U.S. Bancorp Investments, Inc. broker John Douglas Wade of Buena Park, California was barred by FINRA, who stated in a Letter of Acceptance, Waiver and Consent that Wade converted over $105,000 ... Continue reading "FINRA Bars Former U.S. Bancorp Broker John Wade for Converting Client Funds" »
Former financial advisor Eric Erb has been suspended by FINRA for 18 months and fined $20,000. According to the regulator, Erb committed a number of fraudulent acts, including photocopying signature ... Continue reading "Alleged Web of Fraud by Former Financial Advisor Eric Erb Has Cost Investors Millions" »
Former Securities Service Network broker Peter Holler was recently discharged from the firm for allegedly selling Woodbridge Mortgage Investment Fund to firm customers. FINRA also brought a regulatory ... Continue reading "Financial Advisor Peter Holler Terminated and Suspended for Selling Clients Woodbridge Ponzi Scheme" »
Former Royal Alliance Associates investment broker, Gary Basralian, was arrested on May 23, 2018 for allegedly stealing more than $2.1 million from two clients to pay for personal expenses. The ... Continue reading "Former Royal Alliance broker Gary Basralian Arrested for Allegedly Stealing More than $2 million from Clients" »
Former Morgan Stanley broker Cornelius Peterson of Newton Massachusetts was recently barred from acting as a broker after allegedly participating in various fraud schemes that resulted in client ... Continue reading "Former Morgan Stanley Broker Cornelius Peterson Barred" »
Former NYLife Securities LLC broker Alan New has been the subject of multiple customer complaints relating to the sale of Woodbridge Mortgage Investment Funds. Alan New worked for NYLife Securities ... Continue reading "Meyer Wilson Investigates Former NYLife Securities LLC Broker Alan New for Selling Clients Woodbridge Mortgage Investment Fund" »
SEC Uncovers $85 Million Ponzi Scheme in Madison Timber Properties Last month, the Securities and Exchange Commission filed a civil lawsuit against Madison Timber Properties LLC, and its owner, ... Continue reading "Investment Fraud Attorneys at Meyer Wilson Receiving Calls from Victims in Madison Timber Alleged Ponzi Scheme" »
Fifth Third Securities, Inc. was fined by the Financial Industry Regulatory Authority (FINRA) earlier this week for $4 million and was ordered to pay restitution of $2 million after the regulator ... Continue reading "Fifth Third Securities Sanctioned by FINRA for Failures Relating to Variable Annuity Exchanges" »
Ethan De Naray, currently a registered broker with Feltl & Company, was terminated from his position with Merrill Lynch in May of 2017 after allegedly using discretion in non-discretionary ... Continue reading "Former Merrill Lynch Broker Ethan De Naray Fired Amidst Allegations of Unauthorized Trading" »
A new bill called the Compensation for Cheated Investors Act would require FINRA to pay investment losses back to investors from a pool of funds. Unpaid arbitration awards would be funded by penalties ... Continue reading "Proposed Bill Would Make Sure Defrauded Investors Don't Get Stiffed" »
Certain stockbrokers use high-pressure sales tactics to get investors to invest in securities that may have significant risks the investors don't understand. Fast-talking brokers and enticing ... Continue reading "Were You Pressured to Invest in Securities You Didn't Understand?" »
The SEC is considering a ban on class-action lawsuits which would prevent investors from seeking financial damages for securities fraud. Under President Trump's agenda, the Securities Exchange ... Continue reading "SEC Considers Allowing Forced Arbitration to Ban Securities Class Actions" »
Former Wells Fargo broker Shane Springman was recently discharged for alleged firm and industry rule violations connected to borrowing money from two separate clients. Springman is not currently ... Continue reading "Borrowing Money from Clients Gets Former Wells Fargo Broker Shane Springman Discharged" »
Former Ameriprise advisor Li Lin Hsu was recently arrested on charges of wire fraud, money laundering, and obstruction of justice. Hsu allegedly defrauded customers by embezzling money that she had ... Continue reading "Allegations of Fraud, Money Laundering Lands Former Ameriprise Advisor Li Lin Hsu Behind Bars" »
Former Berthel Fisher & Company broker Mason Wayne Gann was recently suspended by FINRA for exercising discretion in six customer brokerage accounts without written authorization to do so. ... Continue reading "Former Berthel Fisher & Company Broker Mason Gann Suspended by FINRA" »
A recent investment fraud scheme involving a former Philadelphia linebacker and a Virginia businessman cheated Virginia investors out of $10 million in retirement and investment funds. The fraudsters ... Continue reading "Former Philidelphia Eagles Linebacker to Pay the Price After Ripping Off Investors in $10 Million Fraud Scheme" »
Former Newbridge Securities Corporation broker Brian Berger plead guilty to three counts of wire fraud in 2017. In connection with that plea, Berger admitted that between April 2013 and September ... Continue reading "Meyer Wilson Is Investigating Former Newbridge Securities Corporation Broker Brian Berger for Allegations of Fraud and Other FINRA Rule Violations" »
Meyer Wilson is currently representing victims of the Enviro Board investment scheme conducted by former LPL Financial advisor, Joshua Mosshart. In 2016, Mosshart was sued by the SEC for securities ... Continue reading "Meyer Wilson Representing Victims of the Enviro Board Investment Scheme" »
The securities fraud attorneys at Meyer Wilson have been retained by investors to pursue investment loss claims against Money Concepts, relating to alleged misconduct by broker Craig Sutherland of ... Continue reading "Meyer Wilson is Representing Investors in Claims involving Columbus Broker Craig Sutherland" »
Former Morgan Stanley broker David Olson has been barred from the securities industry by FINRA for failing to provide documents connected to an investigation regarding allegations of engaging in ... Continue reading "Meyer Wilson Investigates Former Morgan Stanley Broker David Olson Regarding Allegations of Engaging in Undisclosed Outside Business Activities" »
366 results found. Viewing page 1 of 15. Go to page 1 2 3 4 5 6 7  . . . 11 12 13 14 15   Next

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