Meyer Wilson

Recovering Losses Caused By Investment Misconduct

Current Investigations

Securities Fraud Attorneys

At Meyer Wilson, we frequently post articles on a wide range of investment fraud and broker misconduct topics, including information and updates about our current investigations. Our library of articles is intended to provide you with access to information and investment fraud topics most relevant to you. It can also be used as a strong indication of our investment fraud attorneys' focus on meticulous, thorough, and unrelenting legal services that you can use when selecting legal representation to help you recover your losses. Take a moment to view our current investigations and take confidence in knowing that these efforts highlight our extensive experience and active role in this field.

Recent Posts in Current Investigations Category

325 results found. Viewing page 1 of 13. Go to page 1 2 3 4 5 6 7 8 9 10 11 12 13   Next
The investment loss attorneys at Meyer Wilson are interested in speaking with investors who have lost money with former Janney Mongomery Scott, LLC broker Scott Palmer. Palmer is currently the subject ... Continue reading "Meyer Wilson Is Investigating Broker Scott Palmer Regarding Customer Disputes Alleging Overconcentration" »
Former Morgan Stanley Representative Timothy Thomas Gibbons was recently suspended from acting as a broker in the securities industry for 18 months after FINRA found that he made unsuitable investment ... Continue reading "Meyer Wilson Investigates Former Morgan Stanley Broker Timothy Gibbons for Allegations of Unsuitable Recommendations to Elderly Clients" »
Broker James Unger was recently charged in federal court in the Northern District of Ohio with five counts of filing false tax returns and two counts of wire fraud. According to prosecutors, after ... Continue reading "Former Cleveland Broker James Unger Charged with Embezzlement" »
The investment fraud attorneys at Meyer Wilson are investigating Broker Matthew Werthe of Raymond James Financial Services. Werthe's conduct is currently the subject of three pending customer ... Continue reading "Meyer Wilson Investigates Raymond James Broker Matthew Werthe for Allegations of Fraud, Unsuitable Investments, and Churning" »
The investment loss attorneys at Meyer Wilson are interested in speaking with investors who may have suffered losses due to the wrongdoings of former Morgan Stanley broker Charles Dixon. Dixon was ... Continue reading "Former Morgan Stanley Broker Charles Dixon Barred by Regulators Over Failure to Comply with Investigation" »
Meyer Wilson is currently investigating broker Jack McBride for allegations of unauthorized and unsuitable transactions. McBride has previously been the subject of five consumer complaints that ... Continue reading "Meyer Wilson Investigates Wunderlich Securities, Inc. Financial Advisor Jack McBride for Alleged Unauthorized and Unsuitable Transactions" »
Former Merrill Lynch Broker Shaun Hayes was the subject of seven customer disputes lodged in 2017, all for unauthorized trading in his customers' accounts according to his Financial Industry ... Continue reading "Former Merrill Lynch Broker Faces Multiple Pending Disputes Alleging Unauthorized Trading" »
According to records published by the Financial Industry Regulatory Authority (FINRA), Kerby was terminated from Edward Jones in November 2017 for misusing client funds for his own benefit. FINRA ... Continue reading "Former Edward Jones Broker Fired and Expelled from Industry Over Allegations He Misused Elderly Client's Funds" »
Leslie Flaum faces two pending Financial Industry Regulatory Authority (FINRA) arbitrations filed by customers alleging that he failed to meet his supervisory obligations, resulting in the sale of ... Continue reading "Former Oppenheimer Broker Leslie Flaum Faces Allegations of Failing to Supervise the Sale of Investments to Customers" »
Broker David Howard Fagenson has been the subject of multiple customer complaints, eight of which have settled and two of which are pending. According to the Financial Industry Regulatory Authority ... Continue reading "Meyer Wilson Investigating Potential Investment Misconduct Claims Involving Financial Advisor David Howard Fagenson" »
Thomas W. O’Brien, a financial advisor for the brokerage firm of Raymond James & Associates, Inc., is the subject of a recently-filed customer complaint alleging $5 million in damages. The ... Continue reading "Raymond James Broker Thomas Whitmeyer O'Brien Is the Subject of a Customer Complaint" »
The investment fraud lawyers at Meyer Wilson are currently investigating alleged misconduct by now-former Merrill Lynch financial advisor John M. James. James formerly worked at a Merrill Lynch branch ... Continue reading "Meyer Wilson Law Firm Investigating Alleged Misconduct by Now-Former Merrill Lynch Financial Advisor John M. James" »
Wendel Allegedly Sold Woodbridge Ponzi Scheme Investments to His Clients Back in November, the investment fraud lawyers at the law firm of Meyer Wilson announced their investigation into alleged ... Continue reading "Update: Ohio Law Firm of Meyer Wilson Hired by Former Clients of Ohio Stockbroker Christopher Todd Wendel" »
Common Deceptive Investment Practices Many investors are deceived by some so-called financial advisors who are looking to promote self-interests and profits. May brokers and financial advisors are ... Continue reading "There Is a 75% Chance One of These Deceptive Practices is Affecting You" »
The securities arbitration attorneys at the law firm of Meyer Wilson are investigating potential investment loss claims involving alleged misconduct by financial advisor John J. Maloney III (CRD# ... Continue reading "Meyer Wilson Investigating Potential Investment Loss Claims Involving Alleged Misconduct by Financial Advisor John J. Maloney III" »
The Financial Industry Regulatory Authority (FINRA), the self-regulatory agency that regulates brokerage firms and their employees, announced that now-former financial advisor Jerry Lou Guttman has ... Continue reading "Former Stock Broker Jerry Lou Guttman Barred for Selling Unapproved Securities to His Customers" »
Timothy J. Scherwa, who until recently worked as a stockbroker for Wells Fargo Clearing Services, LLC, in Morris Plains, New Jersey, has been accused of taking discretion in non-discretionary customer ... Continue reading "Former Wells Fargo Financial Advisor Timothy J. Scherwa Accused of Misconduct" »
The securities arbitration attorneys at the law firm of Meyer Wilson are investigating complaints that have recently been made by customers of Ameriprise Financial Services, Inc., alleging misconduct ... Continue reading "Michigan-Based Broker John Loveland Is the Subject of Two Pending Customer Complaints" »
Alonza Barnett Jr., formerly a financial adviser in North Carolina with Ameritas Investment Corporation, has been barred by FINRA for failure to provide requested documents and failure to request ... Continue reading "Alonza Barnett Jr. Barred by FINRA After Client Claims Breach of Fiduciary Duty" »
Christopher Sinkula, a registered representative of the brokerage firm Janney Montgomery Scott, has been recently accused by a client of making unsuitable investments in energy sector stocks and ... Continue reading "Christopher Sinkula of Janney Montgomery Accused by Customer of Making Unsuitable Investments" »
Brian Lamont Royster (CRD# 4766877) has been terminated from his supervising brokerage firm after allegedly borrowing money from clients and was recently barred by regulators from working in the ... Continue reading "Broker Brian Royster Terminated for Allegedly Borrowing Money from Clients" »
J.P. Morgan Securities, LLC was recently fined $1.25 million by the Financial Industry Regulatory Authority (FINRA) for its failure to conduct adequate or timely background checks on nearly all of its ... Continue reading "J.P. Morgan Securities, LLC Fined $1.25 Million over Failure to Appropriately Screen or Fingerprint Employees" »
Meyer Wilson is looking into allegations of broker misconduct against broker Samuel Boyce Rankin (CRD# 811491). Rankin currently works with UBS Financial Services Inc. in Charlotte, N.C., where he has ... Continue reading "Meyer Wilson Investigates Claims of Broker Misconduct Against Samuel Rankin" »
James Barton Lowther, a financial advisor currently with Merrill Lynch in Sarasota, Fla., is the subject of pending customer complaints, according to his Financial Industry Regulatory Authority ... Continue reading "Merrill Lynch Broker James Lowther Accused of Unauthorized Trading" »
Wells Fargo broker Jeffrey Randolph Wilson (CRD# 1161819) is the subject of a currently-pending customer dispute alleging that Wilson sold unsuitable energy securities and also made misrepresentations ... Continue reading "Unsuitable Energy Securities Endorsed by Jeffrey Randolph Wilson" »
325 results found. Viewing page 1 of 13. Go to page 1 2 3 4 5 6 7 8 9 10 11 12 13   Next

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