Meyer Wilson

Recovering Losses Caused By Investment Misconduct

Current Investigations

Securities Fraud Attorneys

At Meyer Wilson, we frequently post articles on a wide range of investment fraud and broker misconduct topics, including information and updates about our current investigations. Our library of articles is intended to provide you with access to information and investment fraud topics most relevant to you. It can also be used as a strong indication of our investment fraud attorneys' focus on meticulous, thorough, and unrelenting legal services that you can use when selecting legal representation to help you recover your losses. Take a moment to view our current investigations and take confidence in knowing that these efforts highlight our extensive experience and active role in this field.

Recent Posts in Current Investigations Category

315 results found. Viewing page 1 of 13. Go to page 1 2 3 4 5 6 7 8 9 10 11 12 13   Next
Thomas W. O’Brien, a financial advisor for the brokerage firm of Raymond James & Associates, Inc., is the subject of a recently-filed customer complaint alleging $5 million in damages. The ... Continue reading "Raymond James Broker Thomas Whitmeyer O'Brien Is the Subject of a Customer Complaint" »
The investment fraud lawyers at Meyer Wilson are currently investigating alleged misconduct by now-former Merrill Lynch financial advisor John M. James. James formerly worked at a Merrill Lynch branch ... Continue reading "Meyer Wilson Law Firm Investigating Alleged Misconduct by Now-Former Merrill Lynch Financial Advisor John M. James" »
Wendel Allegedly Sold Woodbridge Ponzi Scheme Investments to His Clients Back in November, the investment fraud lawyers at the law firm of Meyer Wilson announced their investigation into alleged ... Continue reading "Update: Ohio Law Firm of Meyer Wilson Hired by Former Clients of Ohio Stockbroker Christopher Todd Wendel" »
Common Deceptive Investment Practices Many investors are deceived by some so-called financial advisors who are looking to promote self-interests and profits. May brokers and financial advisors are ... Continue reading "There Is a 75% Chance One of These Deceptive Practices is Affecting You" »
The securities arbitration attorneys at the law firm of Meyer Wilson are investigating potential investment loss claims involving alleged misconduct by financial advisor John J. Maloney III (CRD# ... Continue reading "Meyer Wilson Investigating Potential Investment Loss Claims Involving Alleged Misconduct by Financial Advisor John J. Maloney III" »
The Financial Industry Regulatory Authority (FINRA), the self-regulatory agency that regulates brokerage firms and their employees, announced that now-former financial advisor Jerry Lou Guttman has ... Continue reading "Former Stock Broker Jerry Lou Guttman Barred for Selling Unapproved Securities to His Customers" »
Timothy J. Scherwa, who until recently worked as a stockbroker for Wells Fargo Clearing Services, LLC, in Morris Plains, New Jersey, has been accused of taking discretion in non-discretionary customer ... Continue reading "Former Wells Fargo Financial Advisor Timothy J. Scherwa Accused of Misconduct" »
The securities arbitration attorneys at the law firm of Meyer Wilson are investigating complaints that have recently been made by customers of Ameriprise Financial Services, Inc., alleging misconduct ... Continue reading "Michigan-Based Broker John Loveland Is the Subject of Two Pending Customer Complaints" »
Alonza Barnett Jr., formerly a financial adviser in North Carolina with Ameritas Investment Corporation, has been barred by FINRA for failure to provide requested documents and failure to request ... Continue reading "Alonza Barnett Jr. Barred by FINRA After Client Claims Breach of Fiduciary Duty" »
Christopher Sinkula, a registered representative of the brokerage firm Janney Montgomery Scott, has been recently accused by a client of making unsuitable investments in energy sector stocks and ... Continue reading "Christopher Sinkula of Janney Montgomery Accused by Customer of Making Unsuitable Investments" »
Brian Lamont Royster (CRD# 4766877) has been terminated from his supervising brokerage firm after allegedly borrowing money from clients and was recently barred by regulators from working in the ... Continue reading "Broker Brian Royster Terminated for Allegedly Borrowing Money from Clients" »
J.P. Morgan Securities, LLC was recently fined $1.25 million by the Financial Industry Regulatory Authority (FINRA) for its failure to conduct adequate or timely background checks on nearly all of its ... Continue reading "J.P. Morgan Securities, LLC Fined $1.25 Million over Failure to Appropriately Screen or Fingerprint Employees" »
Meyer Wilson is looking into allegations of broker misconduct against broker Samuel Boyce Rankin (CRD# 811491). Rankin currently works with UBS Financial Services Inc. in Charlotte, N.C., where he has ... Continue reading "Meyer Wilson Investigates Claims of Broker Misconduct Against Samuel Rankin" »
James Barton Lowther, a financial advisor currently with Merrill Lynch in Sarasota, Fla., is the subject of pending customer complaints, according to his Financial Industry Regulatory Authority ... Continue reading "Merrill Lynch Broker James Lowther Accused of Unauthorized Trading" »
Wells Fargo broker Jeffrey Randolph Wilson (CRD# 1161819) is the subject of a currently-pending customer dispute alleging that Wilson sold unsuitable energy securities and also made misrepresentations ... Continue reading "Unsuitable Energy Securities Endorsed by Jeffrey Randolph Wilson" »
Texas-based financial advisor David Wayne Krumrey (CRD# 4121845) was terminated from the brokerage firm of Oppenheimer & Company relating to allegations that he violated securities industry rules. ... Continue reading "David Krumrey Terminated from Oppenheimer for Rule Violations" »
The Financial Industry Regulatory Authority (FINRA) permanently barred registered representative Lisa Lowi for failing to provide on-the-record testimony sought by the regulator relating to a pending ... Continue reading "Former Florida Broker Lisa Lowi Barred for Unsuitable Recommendations" »
The Securities and Exchange Commission (SEC) recently issued an investor warning regarding online paid-to-click scams that promise easy cash in exchange for purchasing a membership upfront. The SEC ... Continue reading "SEC Issues Warning Over Paid-to-Click Scams" »
Former Ohio-based firm broker, Christopher Todd Wendel, was terminated from SA Stone Wealth Management over an investigation into the selling of non-approved product, also known as “selling ... Continue reading "Meyer Wilson Investigating Former Ohio SA Stone Wealth Broker Terminated for Selling Away" »
Financial advisor Morgan Lewis Arford (CRD# 4945329) is currently the subject of a pending customer complaint. The complaint alleges that Arford sold unapproved and unsuitable oil and gas investments ... Continue reading "Morgan Lewis Arford Facing Allegations of Unsuitable Oil and Gas Investments" »
Danny Scott Hood (CRD# 3236852) has been barred from the securities industry by the SEC, effective Oct. 11, 2017, for his part in a variable annuity scam. From October 2012 to December 2014, Danny ... Continue reading "Danny Scott Hood Barred for Variable Annuity Scam" »
Jack McBride, a financial broker currently registered at Wunderlich Securities Inc., was under investigation by FINRA over allegations of soliciting prohibited securities up until the FINRA claims ... Continue reading "Wunderlich broker Jack McBride Under Investigation for Unsuitable ETFs" »
The investment fraud attorneys at the Meyer Wilson law firm have seen an increase in instances of brokerage firm customers, particularly retirees and senior investors, being sold shares of business ... Continue reading "Meyer Wilson Investigating Investor Losses in Business Development Companies" »
The Financial Industry Regulatory Authority (FINRA) has permanently barred Lorenzo Esteva after he failed to provide documents in response to customer complaints of investment fraud, falsified ... Continue reading "Former UBS broker Lorenzo Esteva Barred During Investigation of Unauthorized Trading" »
A broker with Geneos Wealth Management has been accused by clients of making unsuitable investment recommendations in real estate securities. Joseph Sterling (CRD# 1101378), who is still registered ... Continue reading "Joseph Sterling of Geneos Wealth Management the Subject of Customer Complaints for making Unsuitable Recommendations" »
315 results found. Viewing page 1 of 13. Go to page 1 2 3 4 5 6 7 8 9 10 11 12 13   Next

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