Ameriprise Financial Services broker James Kujawski is under investigation
by FINRA for allegations that he participated in private securities transactions
and failed to inform a prior employer, UBS Financial Services, of taking
part in outside business activities.
According to his
BrokerCheck report, Kujawski was terminated from UBS earlier this year for failure to notify
the firm of his outside investments and business activities. Kujawski
is a registered broker in Maryland and the District of Columbia. He has
been with Ameriprise Financial Services since March 2018. He has been
the subject of seven customer disputes, one of which is currently pending.
The pending action, filed in state court in Maryland, alleges that Kujawski
made false material representations regarding selling options.
Did You Lose Money While Investing with James Kujawski?
Clients should feel confident and comfortable when trusting a broker with
their investments. When brokers take advantage of their clients and violate
FINRA rules, investors who have lost money may be able to recover damages.
If you suffered financial losses while working with Kujawski, Meyer Wilson
would like to hear from you. Give our team of experienced investment fraud
attorney's a call at (888) 390-6491 today for a
free case evaluation.