Former Northwestern Mutual Investment Services broker Donnell Noah Bowen
was recently barred from acting as a broker when he failed to provide
FINRA with requested information and documentation related to an investigation
into allegations of forgery of client signatures.
Bowen was with Northwestern Mutual from 2009 to early 2017 when he was
allowed to resign while under internal investigation into allegations
of forgery of client signatures on insurance documents.
Throughout 2017, he received multiple customer disputes on
his report alleging fraud, forgery, the making of unauthorized changes to numerous
non-variable life insurance policies, and unsuitable recommendations,
among others. Of the disputes against him, 11 have been settled. One dispute
from November 2017 is pending.
As the allegations of misconduct began piling up, Bowen signed a Mutual
Termination Agreement from his position with Northwestern Mutual in January
2017. However, that didn't stop the FINRA from conducting an investigation
into his alleged misconduct. According to FINRA, Bowen knowingly violated
FINRA Rule 8210 when he declined to cooperate with the agency's investigation,
failed to produce requested information, and failed to provide on the
Did Your Life Insurance Policy Take a Hit While Working with Donnell Bowen?
If your insurance policy or other investments suffered while working with
Bowen, the investment fraud attorneys at Meyer Wilson would like to hear
from you. Our lawyers have helped countless investors throughout the nation
recover full monetary damages when they suffer investment losses that
are caused by the unscrupulous acts of brokers and broker dealers. Give
our office a call today at (888) 390-6491 to
discuss your legal options.