Stockbroker malpractice occurs whether the stock market is up, down, or
sideways. On this edition of “Cover Your Assets”, Attorney
David Meyer shares examples of investment fraud that he is seeing so far
in 2018. Also, an update for investors caught up in the Woodbridge investment scheme.
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Investment Misconduct Blog
C. David Snyder, the former chief executive officer, president, and chairman of Attevo, Inc. was recently convicted on five counts of failure to pay over taxes and one count ...
The Securities and Exchange Commission (SEC) recently announced that it ordered Merrill Lynch, Pierce, Fenner & Smith Inc. more than $15 million over charges that its ...
Former Merrill Lynch broker Alexander Souponetsky has been suspended by FINRA for nine months as a result of him exercising discretion in the accounts of clients without ...