Meyer Wilson

Recovering Losses Caused By Investment Misconduct

Blog Posts in April, 2018

Senior investors lose millions of dollars each year to investment fraud committed by some bad brokers who line their own pockets by bilking people out of their retirement money. With the growing ... Continue reading "Is Your Broker Lining His Pockets With Your Retirement Money?" »
Former Berthel Fisher & Company broker Mason Wayne Gann was recently suspended by FINRA for exercising discretion in six customer brokerage accounts without written authorization to do so. ... Continue reading "Former Berthel Fisher & Company Broker Mason Gann Suspended by FINRA" »
FINRA’s new senior exploitation rule (Rule 2165), Financial Exploitation of Specified Adults, was approved by the Securities and Exchange Commission (SEC) in February of 2017. The new rule may ... Continue reading "New FINRA Rule 2165 Requires Reporting of Suspected Exploitation" »
A recent investment fraud scheme involving a former Philadelphia linebacker and a Virginia businessman cheated Virginia investors out of $10 million in retirement and investment funds. The fraudsters ... Continue reading "Former Philidelphia Eagles Linebacker to Pay the Price After Ripping Off Investors in $10 Million Fraud Scheme" »
Former Newbridge Securities Corporation broker Brian Berger plead guilty to three counts of wire fraud in 2017. In connection with that plea, Berger admitted that between April 2013 and September ... Continue reading "Meyer Wilson Is Investigating Former Newbridge Securities Corporation Broker Brian Berger for Allegations of Fraud and Other FINRA Rule Violations" »
Meyer Wilson is currently representing victims of the Enviro Board investment scheme conducted by former LPL Financial advisor, Joshua Mosshart. In 2016, Mosshart was sued by the SEC for securities ... Continue reading "Meyer Wilson Representing Victims of the Enviro Board Investment Scheme" »
Geneos Wealth Management Inc., Securities America Advisors Inc., and PNC Investments recently settled with the Securities and Exchange Commission (SEC) over charges of breaching fiduciary duty which ... Continue reading "Geneos, Securities America, and PNC Settle With SEC, Will Pay Clients More Than $12 Million" »
Senior investors are among the most frequently targeted victims of financial exploitation. In order to better protect this group of people, the Financial Industry Regulatory Authority (FINRA), adopted ... Continue reading "Tips to Protect Your Elderly Loved Ones from Financial Exploitation" »
While using an online company to help you gather all of your financial information in one website may be convenient, it’s important to know exactly how these data aggregators conduct business in ... Continue reading "Understanding the Risks of Data Aggregation" »
The Securities and Exchange Commission (SEC) recently published an investor alert in order to warn investors of scammers posing as SEC employees in a scheme to trick investors into revealing account ... Continue reading "SEC Warns Investors of Scammers Impersonating Government Officials" »
The securities fraud attorneys at Meyer Wilson have been retained by investors to pursue investment loss claims against Money Concepts, relating to alleged misconduct by broker Craig Sutherland of ... Continue reading "Meyer Wilson is Representing Investors in Claims involving Columbus Broker Craig Sutherland" »
Former Morgan Stanley broker David Olson has been barred from the securities industry by FINRA for failing to provide documents connected to an investigation regarding allegations of engaging in ... Continue reading "Meyer Wilson Investigates Former Morgan Stanley Broker David Olson Regarding Allegations of Engaging in Undisclosed Outside Business Activities" »
FINRA has barred former Morgan Stanley broker Matthew Singer for failing to appear for an on-the-record testimony during an investigation into allegations of unsuitable options trading ... Continue reading "Former Morgan Stanley Broker Matthew Singer Investigated for Unsuitable Options Trading, Barred for Failing to Appear" »
Former LPL Financial broker Sanders Spangler was recently barred by FINRA for failing to appear at a hearing. In connection with an investigation into potential unauthorized trading in five ... Continue reading "Former LPL Financial Broker Sanders Spangler Pulls a No-Show in Regulatory Investigation, Gets Barred by FINRA" »

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