Meyer Wilson

Recovering Losses Caused By Investment Misconduct

Blog Posts in November, 2017

When a financial advisor's behavior falls below the accepted standard of practice in the financial services industry, he/she may be committing financial malpractice, a form of professional ... Continue reading "Is Your Financial Advisor Committing Malpractice?" »
Negligent and unscrupulous brokers and financial advisors often make unsuitable recommendations for buying Class B shares of mutual funds to make higher commissions. Such recommendations often result ... Continue reading "Unsuitable Recommendations for Purchasing Class B Shares" »
Texas-based financial advisor David Wayne Krumrey (CRD# 4121845) was terminated from the brokerage firm of Oppenheimer & Company relating to allegations that he violated securities industry rules. ... Continue reading "David Krumrey Terminated from Oppenheimer for Rule Violations" »
Bernie Madoff was arrested for stealing $64.8 billion from investors in the single largest Ponzi scheme in United States history less than a decade ago, but Americans are still falling prey to these ... Continue reading "Ponzi Schemes Continue to Destroy the Financial Lives of Americans Every Day" »
The Financial Industry Regulatory Authority (FINRA) permanently barred registered representative Lisa Lowi for failing to provide on-the-record testimony sought by the regulator relating to a pending ... Continue reading "Former Florida Broker Lisa Lowi Barred for Unsuitable Recommendations" »
The Securities and Exchange Commission (SEC) recently issued an investor warning regarding online paid-to-click scams that promise easy cash in exchange for purchasing a membership upfront. The SEC ... Continue reading "SEC Issues Warning Over Paid-to-Click Scams" »
Former Ohio-based firm broker, Christopher Todd Wendel, was terminated from SA Stone Wealth Management over an investigation into the selling of non-approved product, also known as “selling ... Continue reading "Meyer Wilson Investigating Former Ohio SA Stone Wealth Broker Terminated for Selling Away" »
Financial advisor Morgan Lewis Arford (CRD# 4945329) is currently the subject of a pending customer complaint. The complaint alleges that Arford sold unapproved and unsuitable oil and gas investments ... Continue reading "Morgan Lewis Arford Facing Allegations of Unsuitable Oil and Gas Investments" »
In recognition for our firm’s tireless efforts and success for our clients, U.S. News and Best Lawyers® selected Meyer Wilson for inclusion on the 2018 Tier 1 list of the Best Law Firms, an ... Continue reading "Meyer Wilson Named 2018 Tier 1 Best Law Firm" »

The 10 Most Common Investment Scams

Scammers have spent millennia refining old schemes and creating new ones to separate a mark from their money. While people are constantly testing out new ideas in an attempt to strike gold, the main ... Continue reading "The 10 Most Common Investment Scams" »
The New Jersey Bureau of Securities announced that LPL Financial, the second-largest independent broker-dealer in the US, was fined $950,000 and agreed to pay $25,000 to the state’s investor ... Continue reading "LPL Fined Again Over Sales of Alternative Investments" »

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