The securities fraud attorneys at Meyer Wilson are currently investigating
claims against broker and investment adviser Erryn M. Barkett (CRD# 4102279).
LPL Financial LLC broker and investment adviser Erryn Barkett (CRD# 4102279)
is currently the subject of one pending customer dispute, previously settled
two customer disputes and was the subject of regulatory action.
The regulatory action, filed on November 30, 2015, was initiated by the
Virginia State Corporation Commission, which alleged that Barkett sold
unregistered and unsuitable securities, and omitted relevant material
information during the course of those sales. He was required to pay $15,000
The first dispute was filed on February 13, 2014. The customer alleged
that Barkett sold her a fraudulent structured product. She was granted
$170,000 in damages.
The second dispute was filed on July 22, 2015, and led to the previously
mentioned regulatory action. The customers alleged that Barkett sold seven
unsuitable and unregistered securities. The customers were granted a total
of $141,405.69 in damages over the course of six months. The first customer
received $90,000 in damages on July 27, 2015, the second customer received
$18,405.69 in damages on September 14, 2015 and the third customer received
$33,000 in damages on December 2, 2015.
In the currently pending dispute filed on July 16, 2015, the customer alleged
that Barkett sold them unsuitable and unregistered securities. They have
requested $78,000 in damages.
Barkett is currently registered with LPL Financial LLC based out of Fincastle,
VA. He was previously registered with:
- NEXT Financial Group, Inc. based out of Fincastle, VA.
- NFP Securities, Inc. based out of Fincastle, VA.
- AXA Advisors, LLC based out of Fincastle, VA.
Contact our investment fraud lawyers at Meyer Wilson if you lost money
investing with LPL Financial LLC broker and investment adviser Erryn Barkett.
Our attorneys have spent nearly two decades recovering hundreds of millions
of dollars for approximately 1,000 clients, and are committed to providing
the high level of legal assistance we have become known for to each new
client we accept.
Fill out our online form to request a free case evaluation, or call us at one of our four office locations to speak with a member
of our firm today.