Meyer Wilson

Recovering Losses Caused By Investment Misconduct

Blog Posts in December, 2017

Investment fraudsters are good at their scheme but if you can recognize their conduct as red flags you have a better chance of avoiding protecting your hard earned money. David Meyer discusses the 5 ... Continue reading "5 Steps to Spot an Investment Scam and The Process of Hiring a Securities Attorney" »
The Financial Industry Regulatory Authority (FINRA), the self-regulatory agency that regulates brokerage firms and their employees, announced that now-former financial advisor Jerry Lou Guttman has ... Continue reading "Former Stock Broker Jerry Lou Guttman Barred for Selling Unapproved Securities to His Customers" »
Timothy J. Scherwa, who until recently worked as a stockbroker for Wells Fargo Clearing Services, LLC, in Morris Plains, New Jersey, has been accused of taking discretion in non-discretionary customer ... Continue reading "Former Wells Fargo Financial Advisor Timothy J. Scherwa Accused of Misconduct" »
The securities arbitration attorneys at the law firm of Meyer Wilson are investigating complaints that have recently been made by customers of Ameriprise Financial Services, Inc., alleging misconduct ... Continue reading "Michigan-Based Broker John Loveland Is the Subject of Two Pending Customer Complaints" »
On this edition of “Cover Your Assets”, attorney David Meyer discusses breaking news about potential individual investor claims relating to Woodbridge Group and its Woodbridge Mortgage ... Continue reading "Woodbridge Mortgage Funds and the Importance of Reviewing Elderly Relatives' Investments" »
The Securities & Exchange Commission (SEC) has been cracking down on registered investment advisers (RIAs) who steer their clients toward high-cost mutual funds that pay undisclosed fees to the ... Continue reading "SEC Sanctions Registered Investment Advisers for Excessive Mutual Fund Fees and Failure to Disclose Receipt of 12b-1 Fees" »
Alonza Barnett Jr., formerly a financial adviser in North Carolina with Ameritas Investment Corporation, has been barred by FINRA for failure to provide requested documents and failure to request ... Continue reading "Alonza Barnett Jr. Barred by FINRA After Client Claims Breach of Fiduciary Duty" »
Christopher Sinkula, a registered representative of the brokerage firm Janney Montgomery Scott, has been recently accused by a client of making unsuitable investments in energy sector stocks and ... Continue reading "Christopher Sinkula of Janney Montgomery Accused by Customer of Making Unsuitable Investments" »
Meyer Wilson is excited to announce that attorneys David Meyer and Matthew Wilson were selected to 2018’s list of Super Lawyers, a prestigious award David has received for the past eight years, ... Continue reading "Attorneys David Meyer and Matthew Wilson Named Super Lawyers for 2018" »
Brian Lamont Royster (CRD# 4766877) has been terminated from his supervising brokerage firm after allegedly borrowing money from clients and was recently barred by regulators from working in the ... Continue reading "Broker Brian Royster Terminated for Allegedly Borrowing Money from Clients" »
J.P. Morgan Securities, LLC was recently fined $1.25 million by the Financial Industry Regulatory Authority (FINRA) for its failure to conduct adequate or timely background checks on nearly all of its ... Continue reading "J.P. Morgan Securities, LLC Fined $1.25 Million over Failure to Appropriately Screen or Fingerprint Employees" »

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