The securities fraud attorneys at Meyer Wilson are currently investigating
claims against broker Robert M. Giusti (CRD# 2634528).
According to the Financial Industry Regulatory Authority (FINRA), Wells
Fargo Advisors, LLC broker Robert M. Giusti (CRD# 2634528) has been the
subject of at least four customer complaints as well as an outstanding
judgment/lien filed by his former employer Morgan Stanley Smith Barney
(CRD# 149777). Giusti has been registered with Wells Fargo in New York,
NY since December 2013.
According to his BrokerCheck report, Giusti has one customer complaint
still pending. That complaint, which was received in April 2015, alleges
that he gave unsuitable investment recommendations, misrepresented and
omitted material facts, and excessively traded between December 2010 and
June 2015 while employed by Merrill Lynch, Pierce, Fenner & Smith
Incorporated (CRD# 7691) in New York, NY. The alleged damages total more
than $1.3 million.
The judgment/lien filed by Giusti’s former employer Morgan Stanley
in April 2015 totals $1.1 million. The judgment/lien is outstanding.
According to his BrokerCheck report provided by FINRA, Guisti has been
the subject of three other customer disputes between April 2001 and January
2012. All three disputes settled for a total of approximately $223,000.
If you lost money investing with Wells Fargo broker Robert Giusti, contact
our securities fraud attorneys at Meyer Wilson today. We handle all of
our cases on a contingency fee basis, so you won’t need to pay for
any fees unless we help you recover your losses. Contact us today for
your free consultation.