The securities fraud attorneys at Meyer Wilson are currently investigating
claims against former broker Darrell Smith (CRD# 1685641).
The Financial Industry Regulatory Authority (FINRA) has permanently barred
former Multi-Financial Securities Corporation broker Darrell D. Smith
(CRD# 1685641) “from acting as a broker or otherwise associating
with firms that sells securities to the public.”
According to Smith’s publicly available
BrokerCheck report, Smith withdrew a request for a hearing on October 21, 2014 after failing
to respond to FINRA’s request for information and notice of suspension.
By withdrawing and failing to respond to the request, Smith was permanently
barred on November 24, 2014 pursuant to FINRA Rule 9552(H)
Since being barred, he has been the subject of several customer disputes
including three claims of selling fraudulent securities, one claim of
an alleged violation of Iowa’s Uniform Securities Act, one claim
that Smith defrauded his client, and one claim of forgery and conversion
of funds. In total, Smith was required to pay $289,210.
If you lost money investing with former Multi-Financial Securities Corporation
broker Darrell Smith, contact our securities fraud attorneys at Meyer
Wilson today. All of our cases are handled on a contingency fee basis,
so you won’t owe any fees unless we can help you recover your losses.
Contact us today
through our website, or call us at (888) 390-6491 for a free case consultation.