previously reported on Winston Turner (CRD# 5965386) this March when he was charged with engaging in misconduct
relating to the sales and exchange of variable annuities and other investments.
As of July 8, 2016, former Pruco Securities, LLC broker Winston W. Turner
(CRD# 5965386) has been permanently barred from associating with any Financial
Industry Regulatory Authority (FINRA) member firm in any capacity.
FINRA Enforcement initially filed the seven-count complaint against Turner
on February 25, 2016. The first three counts accused him of providing
false information regarding variable annuity transactions, falsifying
records and books kept by his firm, and fraudulently misrepresenting and
omitting information to three customers regarding their variable annuity
investments. The fourth and fifth counts accused Turner of providing his
firm with untimely and inadequate disclosures regarding his outside business
activities, and for engaging in private securities transactions without
obtaining authorization from or giving notice to his firm. The sixth and
seventh counts alleged that he failed to provide testimony and information to FINRA.
If you lost money investing with former Pruco Securities broker Winston Turner,
contact our securities fraud attorneys at Meyer Wilson today for a free case consultation. We handle all cases
on a contingency fee basis, so you won’t owe any legal fees unless
we help you recover your losses.