The securities fraud attorneys at Meyer Wilson are currently investigating
claims against former broker Nathan Bartow (CRD# 4805130).
The Financial Industry Regulatory Authority (FINRA) has permanently barred
former Fifth Third Securities, Inc. broker Nathan D. Bartow (CRD# 4805130)
from the securities industry.
On April 25, 2016, Fifth Third Securities reported that Bartow’s
employment with the firm was terminated for failing to provide complete
information over outside business activities. The customer filed a complaint,
alleging that Bartow negligently managed and converted $500,000 of their
During the FINRA investigation into the allegations, FINRA Enforcement
staff set a letter on May 25 requesting that Bartow provide information
and documents by June 2. His counsel informed FINRA that he would not
provide the requested information or documents, which resulted in his
Bartow was registered with Fifth Third Securities based out of Barberton,
OH from March of 2013 to April of 2016. He was previously registered with:
- CCO Investment Services Corp. based out of Canton, OH
- Charter One Securities, Inc. based out of Cleveland, OH
If you lost money investing with former Fifth Third Securities broker Nathan
Bartow, contact our securities fraud attorneys for a free case evaluation
in order to discuss your claims. All of our cases are handled on a contingency
fee basis, which means that you won’t owe us any fees unless we
successfully help you recover your losses.