Meyer Wilson

Recovering Losses Caused By Investment Misconduct

Blog Posts in December, 2016

The Financial Industry Regulatory Authority (FINRA) announced on Wednesday, December 21 that they have fined 12 separate firms $14.4 million for failing to adequately protect customer and ... Continue reading "A Dozen Firms Fined $14.4 Million After Failing to Protect Records from Alteration" »
On December, 20, 2016, the SEC’s Office of Investor Education and Advocacy issued a bulletin explaining the process involved when a customer of a brokerage firm has a dispute with the firm. The ... Continue reading "The SEC Just Released an Investor Bulletin Explaining the FINRA Arbitration Processes Involved in a Dispute with Your Stockbroker" »
The Massachusetts Securities Division filed an administrative complaint on December 1 st against LPL Financial LLC and its broker and investment adviser Roger S. Zullo (CRD# 1882087) for allegedly ... Continue reading "Massachusetts Securities Division Files Complaint Against LPL Financial and its Broker Roger S. Zullo" »
The securities fraud attorneys at Meyer Wilson are currently investigating claims against broker and investment adviser Matthew J. Giannone (CRD# 2800349). According to the Financial Industry ... Continue reading "Meyer Wilson Investigating Claims Against Oppenheimer Broker Matthew Giannone" »
Smart shoppers know to keep their receipts when making purchases around the holidays, just in case. Smart investors should take note of this practice – while it’s not quite as ... Continue reading "The Importance of Keeping Your Records Updated" »
Meyer Wilson attorneys David Meyer and Matthew Wilson have once again been selected to the list of Super Lawyers – Mr. Meyer for the seventh time in a row, and Mr. Wilson for the third year in a ... Continue reading "Attorneys David Meyer, Matthew Wilson, and Michael Boyle Voted to 2017 List of Super Lawyers and Rising Stars" »
Merrill Lynch, Pierce, Fenner & Smith Inc. has been fined $6.25 million, with an additional $780,000 to be paid in restitution, after the Financial Industry Regulatory Authority (FINRA) found that ... Continue reading "Merrill Lynch Fined $7 Million by FINRA" »

Choose a Firm with Accolades:

  • Super Lawyers
  • Million Dollar Advocates Forum
  • Preeminent AV Peer Review Rated
  • Best Lawyers Lawyer of the Year
  • Best Lawyers Best Law Firm
  • The Best Lawyers in America
  • Avvo 10/10 Rating