The securities fraud attorneys at Meyer Wilson are currently investigating
claims against former broker Jerry D. McCutchen Sr. (CRD# 1076678).
According to the Financial Industry Regulatory Authority (FINRA), former
Berthel, Fisher & Company Financial Services, Inc. broker Jerry D.
McCutchen Sr. (CRD# 1076678) has six pending customer disputes against him.
The disputes against McCutchen allege that investments purchased by the
customers were misrepresented to them, were unsuitable, and that the firm
failed to supervise McCutchen’s actions. The disclosed damages requested
total nearly $2 million.
While FINRA has not barred McCutchen from acting as a broker or investment
advisor, or associating with any firms, he has not been registered with
any firm since leaving Berthel, Fisher & Company Financial Services
in December of 2014. He is not currently licensed to act as a broker or
as an investment advisor according to FINRA.
McCutchen has previously been the subject of approximately 16 other customer
disputes between 2008 and 2016 for alleged misrepresentations, unsuitable
investments, fraud, breach of fiduciary duty, and negligence.
McCutchen was registered with Berthel, Fisher & Company Financial Services
based out of Mobile, AL from January of 2007 to December of 2014. He was
previously registered with:
- NEXT Financial Group, Inc. based out of Mobile, AL
- FSC Securities Corporation based out of Atlanta, GA
- Commonwealth Equity Services, Inc. based out of Waltham, MA
- ProEquities, Inc. based out of Birmingham, AL
- Walnut Street Securities, Inc. based out of El Segundo, CA
- MML Investors Services, Inc. based out of Springfield, MA
- Central Brokerage Services, Inc. based out of Birmingham, AL
- First Funds Incorporated
- Bay City Securities, Inc.
If you lost money investing with former Berthel, Fisher & Company Financial
Services broker Jerry McCutchen, contact the securities fraud attorneys
at Meyer Wilson for a
free case consultation today. All of our cases are handled on a contingency fee bases, so you
won’t owe any legal fees unless we help you recover your losses.