The securities fraud attorneys at Meyer Wilson are currently investigating
claims against broker Landon L. Williams (CRD# 1751467).
According to the Financial Industry Regulatory Authority (FINRA), former
Merrill Lynch, Pierce, Fenner & Smith broker Landon Williams (CRD#
1751467) is the subject of a FINRA disciplinary proceeding.
Williams allegedly had conversations with customers over the phone where
he made misleading and/or false statements, while also allegedly failing
to disclose relevant information about the transactions he recommended
to those customers. According to FINRA, Williams also made false statements
in his firm’s customer relationship management software application
about the discussions he had with customers, including what information
he disclosed to them.
Williams was discharged from Merrill Lynch in August 2014 based on “allegations
that the registered representative failed to make disclosures related
to mutual fund transactions and made inaccurate entries into an internal
system utilized to track client interactions.”
He was registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated
based out of Jacksonville, FL from August of 2013 to September of 2014.
He was previously registered with:
- Transamerica Financial Advisors, Inc. based out of Jacksonville, FL
- World Group Securities, Inc. based out of Cincinnati, OH
- Merrill Lynch, Pierce, Fenner & Smith Incorporated based out of Daytona Beach, FL
If you lost money investing with former Merrill Lynch, Pierce, Fenner &
Smith Incorporated broker Landon Williams, contact Meyer Wilson today
for a free case consultation. All of the cases handled by our securities
fraud attorneys are on a contingency fee basis, so you won’t owe
us any legal fees unless we assist you in recovering your losses.