Meyer Wilson is investigating allegations against former SagePoint broker
Timothy Francis Dufresne (CRD# 3237322) after he submitted a
Letter of Acceptance, Waiver and Consent to FINRA in connection with allegations by the regulator that he Dufresne
engaged in misconduct with customers’ funds.
According to the accusations against Dufresne, between October 2014 and
February 2016, he allegedly converted roughly $400,000 from a minimum
of three customers. FINRA claimed that Dufresne got customers to distribute
funds from their variable annuities, the proceeds of which he is accused
of depositing into his own business account without the customers’
consent. Dufresne is then accused of using the funds he acquired for his
By signing the AWC on April 6, 2016, Dufresne consented to a permanent
bar in all capacities from associating with any FINRA member firm.
If you invested and lost money with former SagePoint broker Timothy Francis
Dufresne, call our securities fraud attorneys at Meyer Wilson. We offer
free consultations so you can discuss your potential claim without any financial obligation.
We may be able to help you recover your losses.