On September 11, 2015, Denny Darmodihardjo (CRD# 2589997)
accepted and consented to FINRA’s allegations that he engaged in excessive trading of three customer accounts, as well
as recommended unsuitable margin use and short-selling to a customer.
Darmodihardjo was a FINRA-registered broker with Rockwell Global Capital
from May 2007 to August 2015. As a result of FINRA’s findings, Darmodihardjo
consented to an 18-month suspension in which he cannot perform in any
capacity with a FINRA member firm and a fine of $25,000.
Darmodihardjo’s regulatory report shows that this is not the first
mark on his record. He has been the subject of 13 customer disputes for
various allegations of misconduct during the time he has been a broker.
One customer dispute relating to breach of fiduciary duty, negligence,
and misrepresentation is currently pending.
If you invested and lost money with former Rockwell General Securities
Representative Denny Darmodihardjo, you may be able to take legal action.
By allowing an experienced investor fraud lawyer from our firm to provide
you with a
free consultation, you can learn more about the potential merits of your claim and precisely
how you may be able to benefit from our extensive experience. Contact
Meyer Wilson today.