Thomas Buck, formerly a broker with Merrill Lynch and now an investment
RBC Wealth Management, is facing several complaints of improprieties from investors.
Thomas Joseph Buck (CRD# 1024868), a veteran money manager with
Merrill Lynch for nearly 34 years,
faces five complaints from investors filed between March 23 and May 4 of this year. The complaints accuse Buck
of various improprieties while he was working at Merrill Lynch dating
back to 2006.
Buck was the subject of a high-profile termination when, on March 4 of
this year, Merrill Lynch announced that it would be terminating Buck’s
employment due to allegations of providing inaccurate information to firm
management and mismarking trade tickets as unsolicited, among other things.
After his termination from Merrill Lynch, Buck was hired by RBC’s
Among the various investor complaints facing Buck are allegations of unauthorized
trading, misrepresentation, excessive trading, and unsuitable investment
recommendations. According to a recent article in the Indianapolis Business
Journal, Buck was one of Merrill’s top brokers. At his peak, he
managed $1.5 billion in client assets and roughly 500 clients.
Meyer Wilson is currently investigating these misconduct claims involving
Thomas Buck. If you invested with Buck and lost money, we invite you to
contact us today for a
free case evaluation.