Don’t walk into a stockbroker arbitration unprepared.

When you have an investment fraud or stockbroker misconduct claim, you will likely be facing mandatory stockbroker arbitration before the Financial Industry Regulatory Authority (FINRA). The brokerage firm will most certainly have high-powered sophisticated corporate lawyers defending them and trying to beat you. It is therefore imperative that you have an experienced stockbroker arbitration attorney on your side, protecting your interests and fighting for your rights.

Why are these cases handled in mandatory arbitration?

At the time you hired your broker, you were given many documents to sign and complete. In most all cases, these papers included a mandatory arbitration provision, which specifically stated that disputes must be arbitrated. Essentially, this provision means the case will not go to court.  Most investors don’t pay close attention to this provision until an issue arises.

Know what is involved in stockbroker arbitration.

To initiate a stockbroker arbitration proceeding, you, or your attorney, will need to file a Statement of Claim and Uniform Submission Agreement with FINRA.  Once these forms are filed and the appropriate fees are paid, the parties named in the Statement of Claim will be notified. They must file an answer within 45 days.

If the claim proceeds to arbitration, the case will be heard in front of an arbitration panel consisting of one to three individuals. They will listen to the testimony and evidence presented by both sides, before they reach their decision. The panel’s decision is referred to as an award, and is final and binding. There are only very few circumstances in which a stockbroker arbitration award can be challenged.

Make sure an experienced stockbroker arbitration attorney represents you.

The brokerage firm will have sophisticated lawyers on their side that are well-versed in the securities rules, regulations and procedures. You need a stockbroker arbitration attorney who has experience and resources to help you win your case. At the law firm of Meyer Wilson our lawyers have represented over 800 individual and institutional investors from across the country in securities arbitration, litigation, mediation and class action lawsuits. We are a law firm that other attorneys turn to when their clients have stockbroker misconduct or investment fraud claims.

Our stockbroker arbitration lawyers are licensed in Ohio and California and represent investors nationwide.

Get Your Copy Of This Investment Fraud Report - FREE!

Five Signs of Investment Fraud…And What to Do if it's Happened to You is intended to to expose the ugly truth behind investor fraud and its devastating consequences

Learn how to recognize the key signs of investor fraud and what to do if it's happened to you... BEFORE IT'S TOO LATE.  David P. Meyer is a renowned securities and investment fraud attorney. If you entrusted your investments to a financial professional and are worried that fraud or illegal conduct has occurred, you simply CANNOT take any chances, you NEED to get yourself a copy of this report today.

Click here to get your complimentary copy.

Investment Fraud Attorney | Securities Arbitration Attorney | Securities Fraud Attorney | Stockbroker Arbitration Attorney | Stockbroker Misconduct